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" security' means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable... "
Federal Securities Act, Hearing Before ... 73-1, on H.R. 4314 ... , March 31 ... - 2. lappuse
autors: United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 248 lapas
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United States Reports: Cases Adjudged in the Supreme Court at ..., 439. sējums

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1980 - 1224 lapas
...Securities Act, as amended, 15 U. 8. C. § 77b (1), defines a "security" as "any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription,...
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Securities Act: Hearings Before the Committee on Banking and Currency ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 376 lapas
...your definitions are rather broad? For example, in subsection (a) of section 2, on page 1, you say: (a) "Security" shall include any note, stock, treasury...stock, bond, debenture, evidence of indebtedness. Wouldn't that include bankers' acceptances and notes and drafts and bills of exchange growing out of...
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Securities Act ,hearings Before ...,73-1, on S. 875 ...,March ..., 22-23. sējumi

United States. Congress. Senate. Banking and Currency Committee - 1933 - 366 lapas
...your definitions are rather broad? For example, in subsection (a) of section 2, on page 1, you say: (a) "Security" shall include any note, stock, treasury...stock, bond, debenture, evidence of indebtedness. Wouldn't that include bankers' acceptances and notes and drafts and bills of exchange growing out of...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 lapas
...contract to sell or •otherwise dispose of. (12) The term "security" means any note, stock, treasury stock, bond, •debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription,...
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Decisions and Reports

United States. Securities and Exchange Commission - 1941 - 1690 lapas
...(1) of the Securities Act Section 2 (1) provides: The term "security" means any note, stock, treasury stock, bond, debenture, evidence of Indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription,...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 lapas
...Act of 1933 is amended to read as follows : "(1) The term 'security' means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certincatej preorganization certificate or subscription,...
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Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 lapas
...as well as the sales load on the certificate itself. (35) "Security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profitsharing agreement, collateral-trust certificate, preorganization certificate or subscription,...
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United States Code, 2. sējums

United States - 2000 - 1216 lapas
...subchapter, unless the context otherwise requires— (1) The term "security" means any note, stock, treasury stock, bond, debenture, evidence of Indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription,...
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United States Code, 2. sējums

United States - 1953 - 1692 lapas
...(16) "Person" means a natural person or a company. (17) "Security" means any note, stock, treasury any matter complained of in said suit or proceeding shall be suspended during the pendency t any profitsharing agreement, collateral-trust certificate, precrganization certificate or subscription,...
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Proposed Amendments to the Securities Act of 1933 and to the ..., 3. sējums

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 348 lapas
...section 2 (1) of the act. That subsection reads: The term "security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest, or participation in any profitsharing agreement, collateral-trust certificate, preorganization certificate or subscription,...
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