SECURITIES INVESTOR PROTECTION

U. S. Congress. House

HEARINGS

BEFORE THE

SUBCOMMITTEE ON COMMERCE AND FINANCE.

OF THE

COMMITTEE ON

INTERSTATE AND FOREIGN COMMERCE.

HOUSE OF REPRESENTATIVES

NINETY-FIRST CONGRESS

SECOND SESSION

ON

H.R. 13308, H.R. 17585, H.R. 18081,
H.R. 18109, and H.R. 18458

BILLS TO PROVIDE GREATER PROTECTION FOR CUSTOMERS
OF REGISTERED BROKERS AND DEALERS AND MEMBERS
OF NATIONAL SECURITIES EXCHANGES

JUNE 4, 5, 15, 16, 17; JULY 7, 8, 9, 10, AND 15, 1970

Serial No. 91-67

Printed for the use of the Committee on Interstate and Foreign Commerce

48-213 O

U.S. GOVERNMENT PRINTING OFFICE

WASHINGTON: 1970

For sale by the Superintendent of Documents, U.S. Government Printing Office
Washington, D.C. 20402 - Price $1.50