Name and address Class Walter P. Reuther, international president, UAW, AFL-CIO, 8000 East 1968 F. Spencer Roach, Harbeson, Hough, Livingston & Larson, Architects 1968 Oren Root, Esq., executive vice president, Irving Trust Co., 1 Wall St., 1969 Eugene V. Rostow, Undersecretary for Political Affairs, U.S. Department of State, Washington, D.C- 1968 Hon. Terry Sanford, Sanford, Cannon & Hunter, Post Office Box 448, 1970 Robert W. Sarnoff, president, Radio Corp. of America, 30 Rockefeller 1970 William F. Schnitzler, secretary-treasurer, AFL-CIO, 815 16th St. NW., 1970 James S. Schoff, Sr., chairman of the executive committee, Bloomingdale's, Lexington Ave. and 59th St., New York, N.Y--. Bernard G. Segal, Esq., Schnader, Harrison, Segal & Lewis, 1719 Packard 1970 1969 Walter G. Seinsheimer, 602 Terrace Hilton Bldg., Cincinnati, Ohio‒‒‒‒ Whitney North Seymour, Esq.,1 Simpson, Thacher & Bartlett, 120 Broadway, New York, N.Y_. 1971 1969 Louis Smadbeck, president, William A. White & Sons, 51 East 42d St., New 1970 Harold F. Smiddy, 30 Sutton Pl., New York, N.Y. 1970 Bruce F. Smith,' Price, Waterhouse & Co., 60 Broad St., New York, N.Y__ 1969 1969 Kenneth M. Spang, vice president, First National City Bank, 399 Park 1971 Donald B. Straus,1 president, American Arbitration Association, 140 West 51st St., New York, N.Y___ 1971 Jack I. Straus, chairman, R. H. Macy & Co., Inc., 151 West 34th St., New 1968 David Sullivan, general president, Building Service Employees Interna- 1971 1968 Dr. George W. Taylor, Wharton School, University of Pennsylvania, Philadelphia, Pa-- 1971 Thomas Thacher, Esq., Patterson, Belknap & Webb, 1 Wall St., New York, 1968 Harry Van Arsdale, Jr.,1 president, New York City Central Labor Council, 130 East 25th St., New York, N.Y. 1970 1969 1970 Frederick M. Warburg, Kuhn, Loeb & Co., 30 Wall St., New York, N.Y_. John L. Weinberg, Goldman, Sachs & Co., 20 Broad St., New York, N.Y__ 1969 1970 1968 1969 David J. Williams, Esq., Colvin & Williams, Washington Bldg., Seattle, 1971 J. Albert Woll, Esq., general counsel, AFL-CIO, 736 Bowen Bldg., Washington, D.C_. 1971 Samuel H. Woolley, president, Bank of New York, 48 Wall St., New York, 1970 Hon. Wilson W. Wyatt, 300 Marion E. Taylor Bldg., Louisville, Ky 1 Member of the executive committee. 1968 IMPORTANT When you include in your Agreements an arbitration clause naming the AAA, you rely on AAA service, and you place upon the Association the responsibility of providing that service. You will enable AAA to carry out that responsibility with maximum speed and efficiency if you will advise the Association immediately whenever such a clause is used, and not wait until a dispute arises to inform it of its responsibility. For the Arbitration of future disputes: The American Arbitration Association recommends the following arbitration clause for insertion in all commercial contracts: STANDARD ARBITRATION CLAUSE Any controversy or claim arising out of or relating to this contract, or the breach thereof, shall be settled by arbitration in accordance with the Rules of the American Arbitration Association, and judgment upon the award rendered by the Arbitrator(s) may be entered in any Court having jurisdiction thereof. For the Submission of existing disputes: We, the undersigned parties, hereby agree to submit to arbitration under the Commercial Arbitration Rules of the American Arbitration Association the following controversy: (cite briefly). We further agree that the above controversy be submitted to (one) (three) Arbitrators selected from the panels of Arbitrators of the American Arbitration Association. We further agree that we will faithfully observe this agreement and the Rules and that we will abide by and perform any award rendered by the Arbitrator(s) and that a judgment of the Court having jurisdiction may be entered upon the award. COMMERCIAL ARBITRATION RULES Section 1. AGREEMENT OF PARTIES The parties shall be deemed to have made these Rules a part of their arbitration agreement whenever they have provided for arbitration by the American Arbitration Association or under its Rules. These Rules and any amendment thereof shall apply in the form obtaining at the time the arbitration is initiated. Section 2. NAME OF TRIBUNAL- Any Tribunal constituted by the parties for the settlement of their dispute under these Rules shall be called the Commercial Arbitration Tribunal. Section 3. ADMINISTRATOR When parties agree to arbitrate under these Rules, or when they provide for arbitration by the American Arbitration Association and an arbitration is initiated thereunder, they thereby constitute AAA the administrator of the arbitration. The authority and obligations of the administrator are prescribed in the agreement of the parties and in these Rules. Section 4. DELEGATION OF DUTIES The duties of the AAA under these Rules may be carried out through Tribunal Administrator, or such other officers or committees as the AAA may direct. Section 5. NATIONAL PANEL OF ARBITRATORS The AAA shall establish and maintain a National Panel of Arbitrators and shall appoint Arbitrators therefrom as hereinafter provided. Section 6. OFFICE OF TRIBUNAL- The general office of a Tribunal is the headquarters of the AAA, which may, however, assign the administration of an arbitration to any of its Regional Offices. Section 7. INITIATION UNDER AN ARBITRATION PROVISION IN A CONTRACT Arbitration under an arbitration provision in a contract may be initiated in the following manner: (a) The initiating party may give notice to the other party of his intention to arbitrate (Demand), which notice shall contain a statement setting forth the nature of the dispute, the amount involved, if any, the remedy sought, and (b) By filing at any Regional office of the AAA two (2) copies of said notice, together with two (2) copies of the arbitration provisions of the contract, together with the appropriate administrative fee as provided in the Administrative Fee Schedule. The AAA shall give notice of such filing to the other party. If he so desires, the party upon whom the demand for arbitration is made may file an answering statement in duplicate with the AAA within seven days after notice from the AAA, in which event he shall simultaneously send a copy of his answer to the other party. If a monetary claim is made in the answer the appropriate fee provided in the Fee Schedule shall be forwarded to the AAA with the answer. If no answer is filed within the stated time, it will be assumed that the claim is denied. Failure to file an answer shall not operate to delay the arbitration. Section 10. FIXING OF LOCALE The parties may mutually agree on the locale where the arbitration is to be held. If the locale is not designated within seven days from the date of filing the Demand or Submission the AAA shall have power to determine the locale. Its decision shall be final and binding. If any party requests that the hearing be held in a specific locale and the other party files no objection thereto within seven days after notice of the request, the locale shall be the one requested. Section 11. QUALIFICATIONS OF ARBITRATOR No person shall serve as an Arbitrator in any arbitration if he has any financial or personal interest in the result of the arbitration, unless the parties, in writing, waive such disqualification. Section 12. APPOINTMENT FROM PANEL If the parties have not appointed an Arbitrator and have not provided any other method of appointment, the Arbitrator shall be appointed in the following manner: Immediately after the filing of the Demand or Submission, the AAA shall submit simultaneously to each party to the dispute an identical list of names of persons chosen from the Panel. Each party to the dispute shall have seven days from the mailing date in which to cross off any names to which he objects, number the remaining names indicating the order of his preference, and return the list to the AAA. If a party does not return the list within the time specified, all persons named therein shall be deemed acceptable. From among the persons who have been approved on both lists, and in accordance with the designated order of mutual preference, the AAA shall invite the acceptance of an Arbitrator to serve. If the parties fail to agree upon any of the persons named, or if acceptable Arbitrators are unable to act, or if for any other reason the appointment cannot be made from the submitted lists, the AAA shall have the power to make the appointment from other members of the Panel without the submission of any additional lists. lowed. The notice of appointment, with name and address of such Arbitrator, shall be filed with the AAA by the appointing party. Upon the request of any such appointing party, the AAA shall submit a list of members from the Panel from which the party may, if he so desires, make the appointment. If the agreement specifies a period of time within which an Arbitrator shall be appointed, and any party fails to make such appointment within that period, the AAA shall make the appointment. If no period of time is specified in the agreement, the AAA shall notify the parties to make the appointment and if within seven days thereafter such Arbitrator has not been so appointed, the AAA shall make the appointment. Section 14. APPOINTMENT OF NEUTRAL ARBITRATOR BY PARTY-APPOINTED ARBITRATORS If the parties have appointed their Arbitrators or if either or both of them have been appointed as provided in Section 13, and have authorized such Arbitrators to appoint a neutral Arbitrator within a specified time and no appointment is made within such time or any agreed extension thereof, the AAA shall appoint a neutral Arbitrator who shall act as Chairman. If no period of time is specified for appointment of the neutral Arbitrator and the parties do not make the appointment within seven days from the date of the appointment of the last party-appointed Arbitrator, the AAA shall appoint such neutral Arbitrator, who shall act as Chairman. If the parties have agreed that their Arbitrators shall appoint the neutral Arbitrator from the Panel, the AAA shall furnish to the party-appointed Arbitrators, in the manner prescribed in Section 12, a list selected from the Panel, and the appointment of the neutral Arbitrator shall be made as prescribed in such Section. Section 15. NATIONALITY OF ARBITRATOR IN INTERNATIONAL ARBITRATION If one of the parties is a national or resident of a country other than the United States, the sole Arbitrator or the neutral Arbitrator shall, upon the request of either party, be appointed from among the nationals of a country other than that of any of the parties. Section 16. NUMBER OF ARBITRATORS If the arbitration agreement does not specify the number of Arbitrators, the dispute shall be heard and determined by one Arbitrator, unless the AAA, in its discretion, directs that a greater number of Arbitrators be appointed. Section 17. NOTICE TO ARBITRATOR OF HIS APPOINTMENT Notice of the appointment of the neutral Arbitrator, whether appointed by the parties or by the AAA, shall be mailed to the Arbitrator by the AAA, together with a copy of these Rules, and the signed acceptance of the Arbitrator shall be filed prior to the opening of the first hearing. Section 18. DISCLOSURE BY ARBITRATOR OF DISQUALIFICATION— Prior to accepting his appointment, the prospective neutral Arbitrator shall disclose any circumstances likely to create a presumption of bias or which he believes might dis 5 |