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COMPUTER SECURITY ACT OF 1987

HEARINGS

BEFORE A

SUBCOMMITTEE OF THE
COMMITTEE ON

GOVERNMENT OPERATIONS

HOUSE OF REPRESENTATIVES

ONE HUNDRETH CONGRESS

FIRST SESSION

ON

H.R. 145

TO PROVIDE FOR A COMPUTER STANDARDS PROGRAM WITHIN THE NATIONAL BUREAU OF STANDARDS, TO PROVIDE FOR GOVERNMENTWIDE COMPUTER SECURITY, AND TO PROVIDE FOR THE TRAINING IN SECURITY MATTERS OF PERSONS WHO ARE INVOLVED IN THE MANAGEMENT, OPERATION, AND USE OF FEDERAL COMPUTER SYSTEMS, AND FOR OTHER PURPOSES

FEBRUARY 25, 26, AND MARCH 17, 1987

Printed for the use of the Committee on Government Operations

76-612

U.S. GOVERNMENT PRINTING OFFICE

WASHINGTON: 1987

For sale by the Superintendent of Documents, Congressional Sales Office
U.S. Government Printing Office, Washington, DC 20402

COMMITTEE ON GOVERNMENT OPERATIONS

JACK BROOKS, Texas, Chairman

JOHN CONYERS, JR., Michigan
CARDISS COLLINS, Illinois
GLENN ENGLISH, Oklahoma
HENRY A. WAXMAN, California
TED WEISS, New York
MIKE SYNAR, Oklahoma

STEPHEN L. NEAL, North Carolina
DOUG BARNARD, JR., Georgia
BARNEY FRANK, Massachusetts
TOM LANTOS, California

ROBERT E. WISE, JR., West Virginia
MAJOR R. OWENS, New York
EDOLPHUS TOWNS, New York
JOHN M. SPRATT, JR., South Carolina
JOE KOLTER, Pennsylvania
BEN ERDREICH, Alabama

GERALD D. KLECZKA, Wisconsin
ALBERT G. BUSTAMANTE, Texas

MATTHEW G. MARTINEZ, California
THOMAS C. SAWYER, Ohio

DAVID E. SKAGGS, Colorado

FRANK HORTON, New York
ROBERT S. WALKER, Pennsylvania
WILLIAM F. CLINGER, JR., Pennsylvania
AL MCCANDLESS, California
LARRY E. CRAIG, Idaho
HOWARD C. NIELSON, Utah
JOSEPH J. DIOGUARDI, New York

JIM LIGHTFOOT, Iowa

BEAU BOULTER, Texas

DONALD E. “BUZ” LUKENS, Ohio
AMORY HOUGHTON, JR., New York
J. DENNIS HASTERT, Illinois
JON L. KYL, Arizona

ERNEST L. KONNYU, California
JAMES M. INHOFE, Oklahoma

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CONTENTS

Kahn, Dr. David, author, "Codebreakers," and coeditor, Cryptologia mag-
azine

127

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Page

Statement of-Continued

Simpson, Jack W., president, Mead Data Central, Inc., Dayton, OH, repre-
senting the Information Industry Association, accompanied by Paul
Zurkowski, president, Information Industry Association, and Gerald E.
Yung, general counsel, Mead Data Corp....

Socolar, Milton J., Special Assistant to the Comptroller General, U.S.
General Accounting Office, accompanied by Thomas P. Giammo and
Raymond J. Wyrsch

Taft, William, IV, Deputy Secretary, Department of Defense
Vernon, Dr. Christie D., associate professor, and librarian, St. Leo Col-
lege, Tidewater Center, VA, representing the American Library Asso-
ciation..

Weingarten, Frederick W., Program Manager, Communication and Infor-
mation Technologies Program, Office of Technology Assessment, accom-
panied by Charles K. Wilk, Senior Policy Analyst, and Project Director
for New Communications Technology: Implications for Privacy and
Security, and Joan Winston, analyst...

Letters, statements, et cetera, submitted for the record by:

324

55

429

160

231

Beilenson, Hon. Anthony C., a Representative in Congress from the State
of California, and chairman, Oversight and Evaluation Subcommittee,
Permanent Select Committee on Intelligence: Prepared statement...... 392-395
Berman, Jerry J., chief legislative counsel, American Civil Liberties
Union: Prepared statement..

81-108

369-377

Biddle, A.G.W. "Jack," president, Computer and Communications Indus-
try Association: Prepared statement.....
Brooks, Hon. Jack, a Representative in Congress from the State of Texas,
and chairman, Legislation and National Security Subcommittee:
December 22, 1986, letter to Chairman Latham, National Telecom-
munications and Information Systems Security Committee, the
Pentagon, from Chairman Gallager, Subcommittee on Automated
Information Systems Security, re support for lobbying effort that
successfully blocked H.R. 2889 from passage by the 99th Congress,

et cetera...

301-302

February 23, 1987, letter from the National Security Council declin-
ing request to testify concerning Messrs. Poindexter and deGraffen-
reid..

February 23, 1987, letter from the National Security Council declin-
ing request to testify concerning Mr. Carlucci....
March 12, 1986, letter to Mr. Brooks from Frank Carlucci, March 16,
1986, letter to Mr. Brooks from Chief of Staff Baker, and March 17,
1986, letter to Mr. Brooks from Frank Carlucci re: Computer secu-
rity policy.

54

51

386-389

Statement of Secretary of Commerce Malcolm Baldrige, February 19,
1987.

221-225

Statements from Electronic Data Systems Corp., Technical College, Pendleton, SC, and Aetna Life & Casuality supporting H.R. 145.... 73-76 Brown, Clarence J., Deputy Secretary, Department of Commerce: Prepared statement...

205-217

Submissions to Chairman Brooks' questions.

226-227

Courtney, Robert H., Jr., president, Robert Courtney, Inc.: Prepared statement

317-321

deGraffenreid, Kenneth E., former Special Assistant to the President for National Security Affairs: Prepared statement...

407-411

Drake, Miriam A., director of libraries, Georgia Institute of Technology, Atlanta, GA, representing the Association of Research Libraries: Prepared statement.

184-197

24-36

English, Hon. Glenn, a Representative in Congress from the State of
Oklahoma, and chairman, Government Information, Justice, and Agri-
culture Subcommittee: Prepared statement...
Fisher, Louis, Specialist in American National Government, Congression-
al Research Service, Library of Congress: Prepared statement...... 441-448
Fuqua, Hon. Don, former Representative in Congress from the State of
Florida, and former chairman, Committee on Science and Technology:
Prepared statement.......

44-47

Helsing, Cheryl W., chairman, Data Security Committee, American Bankers Association, and vice president for corporate preparedness and information security, BankAmerica Corp: Prepared statement....... 116-123

Page

Letters, statements, et cetera, submitted for the record by-Continued

Kahn, Dr. David, author, “Codebreaker,” and coeditor, Cryptologia magazine: Prepared statement..

131-134

Latham, Donald C., Assistant Secretary of Defense, Command, Control,
Communications, and Intelligence, Department of Defense:

Prepared statement.

254-275

Submissions to Chairman Brooks' questions.

307-310

Miller, Stuart J., president, Software AG of North America, Inc.: Pre

pared statement..

355-366

Odom, Lt. Gen. William E., Director, National Security Agency, and
Chief, Central Security Service, Fort George G. Meade:

Prepared statement..

278-299

Submissions to Chairman Brooks' questions.

311-312

Park, Dr. Robert L., director, Office of Public Affairs, American Physical
Society: Prepared statement

143-148

Relyea, Harold C., Specialist in American National Government, Congressional Research Service, Library of Congress: Prepared statement.. 433-438 Richardson, John M., chairman, Committee on Communications and Information Policy, Institute of Electrical and Electronic Engineers: Prepared statement..

152-158

Simpson, Jack W., president, Mead Data Central, Inc., Dayton, OH, representing the Information Industry Association: Prepared statement..... 330-348 Socolar, Milton J., Special Assistant to the Comptroller General, U.S. General Accounting Office: Prepared statement..

Vernon, Dr. Christie D., associate professor, and librarian, St. Leo Col-
lege, Tidewater Center, VA, representing the American Library Asso-
ciation:

Article from the New York Times of February 9, 1987, entitled "U.S.
Fears Foreign Contracts Imperil Vital Data'

58-68

163

Prepared statement.

165-180

Weingarten, Frederick W., Program Manager, Communication and Information Technologies Program, Office of Technology Assessment:

Prepared statement.

235-247

Submissions to Chairman Brooks' questions..

249-250

Wise, Hon. Robert E., Jr., a Representative in Congress from the State of West Virginia: Article from the New York Times of September 24, 1985, entitled "U.S. Examines if Computer Used In '84 Election Is Open to Fraud".

137

APPENDIXES

Appendix 1.-Statements submitted for the record

Appendix 2.-Letters re: NSDD-145, the Poindexter directive and H.R. 145..
Appendix 3.-Mr. Brooks' statement re: NSDD–145....

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Appendix 7.-NTISSC memorandums re: Computer security legislation....
Appendix 8.-NSA information security reorganization

546

548

Appendix 9.-Pertinent documents illustrating sequence of events leading to opposition to NSDD-145.

549

Appendix 10.-Material provided by the Information Industry Association
Appendix 11.-Information provided by the American Physical Society
Appendix 12.-Articles and papers by Louis Fisher and Harold Relyea.
Appendix 13.-Selected articles on computer security.....

581

608

615

695

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