99TH CONGRESS 1st Session HOUSE OF REPRESENTATIVES COMMITTEE 40-624 O COMPILATION OF SECURITIES LAWS WITHIN THE JURISDICTION OF THE AND COMMERCE INCLUDING SECURITIES ACT OF 1933 SECURITIES EXCHANGE ACT OF 1934 INVESTMENT COMPANY ACT OF 1940 INVESTMENT ADVISERS ACT OF 1940 SECURITIES INVESTOR PROTECTION ACT OF 1970 AUGUST 1985 Printed for the use of the House Committee on Energy and Commerce U.S. GOVERNMENT PRINTING OFFICE WASHINGTON: 1985 For sale by the Superintendent of Documents, U.S. Government Printing Office COMMITTEE ON ENERGY AND COMMERCE JOHN D. DINGELL, Michigan, Chairman JAMES H. SCHEUER, New York DOUG WALGREN, Pennsylvania W.J. “BILLY” TAUZIN, Louisiana RON WYDEN, Oregon RALPH M. HALL, Texas BILL RICHARDSON, New Mexico GERRY SIKORSKI, Minnesota JIM BATES, California JAMES T. BROYHILL, North Carolina THOMAS J. BLILEY, JR., Virginia MICHAEL G. OXLEY, Ohio FRED J. ECKERT, New York WM. MICHAEL KITZMILLER, Staff Director SHARON E. DAVIS, Chief Clerk/Administrative Assistant (II) Title 5, United States Code, Sections 551, 553, 704-706......... Commodity Exchange Act, Sections 2, 4m (7 Ú.S.C. 2, 2a, 6m) ............ Title 11, United States Code, Sections 1109(a), 1125, 1129(d), 1145. Act of September 28, 1962 (12 U.S.C. 92a(a)–(b))............. Bank Holding Company Act of 1956, Section 2 (12 U.S.C. 1841). Reorganization Plan Number 10 of 1950 (15 U.S.C. 78d note).... Act of August 20, 1962 (15 U.S.C. 78d-1, 78d-2)............... Inter-American Development Bank Act, Sections 11-12 (22 U.S.C. 283h- 438 Asian Development Bank Act, Section 11 (22 U.S.C. 285h).......... Internal Revenue Code of 1954, Sections 103, 401, 403(b)(1), 404(a)(2), 414(d), 501 (a), (c)(2), (c)(16), 521, 851 (e)(1), (e)(3) (26 U.S.C. 103, 401, 403(b)(1), 404(a)(2), 414(d), 501 (a), (c)(2), (c)(16), 521, 851 (e)(1), (e)(3)) Employee Retirement Income Security Act, Section 3(21) (29 U.S.C. 465 Alaska Native Claims Settlement Act, Section 28 (43 U.S.C. 1625)..... Regional Railroad Organization Act of 1973, Section 210(g) (45 U.S.C. Communications Act of 1934, Section 3 (h), (t) (47 U.S.C. 153 (h), (t)) Regulatory Definition of "Separately Definable Department or Division of |