Compilation of Securities Laws Within the Jurisdiction of the Committee on Energy and Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Market Reform Act of 1990 (section 8), Penny Stock Reform Act of 1990 (sections 504(b) and 510).U.S. Government Printing Office, 1991 - 623 lappuses |
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1.–5. rezultāts no 83.
3. lappuse
... voting - trust cer- tificate , certificate of deposit for a security , fractional undivid- ed interest in oil , gas , or other mineral rights , any put , call , straddle , option , or privilege on any security , certificate of de- posit ...
... voting - trust cer- tificate , certificate of deposit for a security , fractional undivid- ed interest in oil , gas , or other mineral rights , any put , call , straddle , option , or privilege on any security , certificate of de- posit ...
4. lappuse
... voting - trust certificates , or collateral - trust cer- tificates , or with respect to certificates of interest or shares in an unincorporated investment trust not having a board of di- rectors ( or persons performing similar functions ) ...
... voting - trust certificates , or collateral - trust cer- tificates , or with respect to certificates of interest or shares in an unincorporated investment trust not having a board of di- rectors ( or persons performing similar functions ) ...
30. lappuse
... voting rights , preferences , conversion and exchange rights , rights to dividends , profits , or capital of each class , with re- spect to each other class , including the retirement and liquidation rights or values thereof ; ( 10 ) a ...
... voting rights , preferences , conversion and exchange rights , rights to dividends , profits , or capital of each class , with re- spect to each other class , including the retirement and liquidation rights or values thereof ; ( 10 ) a ...
34. lappuse
... voting trust certificates , collater- al trust certificates , certificates of interest or shares in unincorpo- rated investment trusts , equipment trust certificates , interim or other receipts for certificates , and like securities ...
... voting trust certificates , collater- al trust certificates , certificates of interest or shares in unincorpo- rated investment trusts , equipment trust certificates , interim or other receipts for certificates , and like securities ...
46. lappuse
... voting - trust certificates , or collat- eral - trust certificates , or with respect to certificates of interest or shares in an unincorporated investment trust not having a board of directors or of the fixed , restricted management ...
... voting - trust certificates , or collat- eral - trust certificates , or with respect to certificates of interest or shares in an unincorporated investment trust not having a board of directors or of the fixed , restricted management ...
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Bieži izmantoti vārdi un frāzes
action amount application appropriate regulatory agency assets authority bank Board broker or dealer broker or government business development company centum certificate clearing agency Commis Commission contract court curities debtor determine directly or indirectly directors effect employee exempt face-amount certificate company Federal Reserve System filed government securities broker government securities dealer holding company indenture securities interstate commerce investment adviser issuer means or instrumentality ment municipal securities dealer national securities exchange necessary or appropriate officer outstanding paragraph participant payment penny stock person associated proceeding protection of investors provisions public interest purchase purposes pursuant to section reasonable registered investment company registration statement respect rules and regulations rules or regulations secu Securities Act securities issued self-regulatory organization sion SIPC specified suant subparagraph subsection term thereof tion transactions transfer agent trustee unit investment trust United States Code unlawful unless violation