Compilation of Securities Laws Within the Jurisdiction of the Committee on Energy and Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Market Reform Act of 1990 (section 8), Penny Stock Reform Act of 1990 (sections 504(b) and 510).U.S. Government Printing Office, 1991 - 623 lappuses |
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1.–5. rezultāts no 85.
. lappuse
... Foreign Operations , Export Financing , and Related Programs Ap- propriations Act , 1991 ( 22 U.S.C. 2901 note , 2901 , 2901-7 ) . Internal Revenue Code of 1954 , Section 103 575 576 577 578 579 581 Internal Revenue Code of 1986 ...
... Foreign Operations , Export Financing , and Related Programs Ap- propriations Act , 1991 ( 22 U.S.C. 2901 note , 2901 , 2901-7 ) . Internal Revenue Code of 1954 , Section 103 575 576 577 578 579 581 Internal Revenue Code of 1986 ...
3. lappuse
... foreign commerce and through the mails , and to prevent frauds in the sale thereof , and for other purposes . Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled , TITLE I SHORT ...
... foreign commerce and through the mails , and to prevent frauds in the sale thereof , and for other purposes . Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled , TITLE I SHORT ...
5. lappuse
... foreign country and any State , Territory , or the District of Columbia , or within the District of Columbia . ( 8 ) The term " registration statement " means the statement provided for in section 6 , and includes any amendment thereto ...
... foreign country and any State , Territory , or the District of Columbia , or within the District of Columbia . ( 8 ) The term " registration statement " means the statement provided for in section 6 , and includes any amendment thereto ...
12. lappuse
... foreign or Territorial person by its duly authorized representative in the United States ; except that when such registration statement relates to a security issued by a foreign government , or political subdivision thereof , it need be ...
... foreign or Territorial person by its duly authorized representative in the United States ; except that when such registration statement relates to a security issued by a foreign government , or political subdivision thereof , it need be ...
13. lappuse
... foreign government , or political subdivision thereof , shall contain the information , and be accompanied by the documents , specified in Schedule A , and when relating to a security issued by a foreign government , or political ...
... foreign government , or political subdivision thereof , shall contain the information , and be accompanied by the documents , specified in Schedule A , and when relating to a security issued by a foreign government , or political ...
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action amount application appropriate regulatory agency assets authority bank Board broker or dealer broker or government business development company centum certificate clearing agency Commis Commission contract court curities debtor determine directly or indirectly directors effect employee exempt face-amount certificate company Federal Reserve System filed government securities broker government securities dealer holding company indenture securities interstate commerce investment adviser issuer means or instrumentality ment municipal securities dealer national securities exchange necessary or appropriate officer outstanding paragraph participant payment penny stock person associated proceeding protection of investors provisions public interest purchase purposes pursuant to section reasonable registered investment company registration statement respect rules and regulations rules or regulations secu Securities Act securities issued self-regulatory organization sion SIPC specified suant subparagraph subsection term thereof tion transactions transfer agent trustee unit investment trust United States Code unlawful unless violation