Compilation of Securities Laws Within the Jurisdiction of the Committee on Energy and Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Market Reform Act of 1990 (section 8), Penny Stock Reform Act of 1990 (sections 504(b) and 510).U.S. Government Printing Office, 1991 - 623 lappuses |
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1.–5. rezultāts no 100.
. lappuse
... Employee Retirement Income Security Act , Section 3 ( 21 ) ( 29 U.S.C. 1002 ( 21 ) ) .... Alaska Native Claims Settlement Act , Section 28 ( 43 U.S.C. 1625 ) .. Regional Rail Reorganization Act of 1973 , Section 210 ( g ) ( 45 U.S.C. ...
... Employee Retirement Income Security Act , Section 3 ( 21 ) ( 29 U.S.C. 1002 ( 21 ) ) .... Alaska Native Claims Settlement Act , Section 28 ( 43 U.S.C. 1625 ) .. Regional Rail Reorganization Act of 1973 , Section 210 ( g ) ( 45 U.S.C. ...
6. lappuse
... employee benefit plan , including an individual re- tirement account , which is subject to the provisions of the Employee Retirement Income Security Act of 1974,2 if the investment decision is made by a plan fiduciary , as defined in ...
... employee benefit plan , including an individual re- tirement account , which is subject to the provisions of the Employee Retirement Income Security Act of 1974,2 if the investment decision is made by a plan fiduciary , as defined in ...
7. lappuse
... employees or their beneficiaries for the purpose of distributing to such employees or their beneficiaries the corpus and income of the funds accumulated under such plan , if under such plan it is impossible , prior to the satisfaction ...
... employees or their beneficiaries for the purpose of distributing to such employees or their beneficiaries the corpus and income of the funds accumulated under such plan , if under such plan it is impossible , prior to the satisfaction ...
36. lappuse
... employees , attorneys , and agents of the Corporation , without regard to the provisions of other laws applicable to the employ- ment and compensation of officers or employees of the United States ; to define their authority and duties ...
... employees , attorneys , and agents of the Corporation , without regard to the provisions of other laws applicable to the employ- ment and compensation of officers or employees of the United States ; to define their authority and duties ...
48. lappuse
... employees or their benefici- aries for the purpose of distributing to such employees or their beneficiaries the corpus and income of the funds accumulated under such plan , if under such plan it is impossible , prior to the satisfaction ...
... employees or their benefici- aries for the purpose of distributing to such employees or their beneficiaries the corpus and income of the funds accumulated under such plan , if under such plan it is impossible , prior to the satisfaction ...
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action amount application appropriate regulatory agency assets authority bank Board broker or dealer broker or government business development company centum certificate clearing agency Commis Commission contract court curities debtor determine directly or indirectly directors effect employee exempt face-amount certificate company Federal Reserve System filed government securities broker government securities dealer holding company indenture securities interstate commerce investment adviser issuer means or instrumentality ment municipal securities dealer national securities exchange necessary or appropriate officer outstanding paragraph participant payment penny stock person associated proceeding protection of investors provisions public interest purchase purposes pursuant to section reasonable registered investment company registration statement respect rules and regulations rules or regulations secu Securities Act securities issued self-regulatory organization sion SIPC specified suant subparagraph subsection term thereof tion transactions transfer agent trustee unit investment trust United States Code unlawful unless violation