Compilation of Securities Laws Within the Jurisdiction of the Committee on Energy and Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Market Reform Act of 1990 (section 8), Penny Stock Reform Act of 1990 (sections 504(b) and 510).U.S. Government Printing Office, 1991 - 623 lappuses |
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1.–5. rezultāts no 100.
16. lappuse
... effect compliance , with such provision , rule , or regulation , upon such terms and conditions and within such time as the Commission may specify in such order . Any such order may , as the Commission deems appropriate , require future ...
... effect compliance , with such provision , rule , or regulation , upon such terms and conditions and within such time as the Commission may specify in such order . Any such order may , as the Commission deems appropriate , require future ...
29. lappuse
... effect nor the fact that a stop order is not in effect with respect thereto shall be deemed a finding by the Commission that registration statement is true and accurate on its face or that it does not contain an untrue statement of fact ...
... effect nor the fact that a stop order is not in effect with respect thereto shall be deemed a finding by the Commission that registration statement is true and accurate on its face or that it does not contain an untrue statement of fact ...
31. lappuse
... effect ; ( 13 ) the specific purposes in detail and the approximate amounts to be devoted to such purposes , so far as determinable , for which the security to be offered is to supply funds , and if the funds are to be raised in part ...
... effect ; ( 13 ) the specific purposes in detail and the approximate amounts to be devoted to such purposes , so far as determinable , for which the security to be offered is to supply funds , and if the funds are to be raised in part ...
35. lappuse
... effect the Federal Trade Com- mission ( hereinafter in this title called " Commission " ) shall ap- point six directors , and shall designate a chairman and a vice chairman from among their number . After the directors designated as ...
... effect the Federal Trade Com- mission ( hereinafter in this title called " Commission " ) shall ap- point six directors , and shall designate a chairman and a vice chairman from among their number . After the directors designated as ...
36. lappuse
... effect , the term of each to be designated by the Commission at the time of appointment . Their successors shall be appointed by the Commission , each for a term of six years from the date of the expi- ration of the term for which his ...
... effect , the term of each to be designated by the Commission at the time of appointment . Their successors shall be appointed by the Commission , each for a term of six years from the date of the expi- ration of the term for which his ...
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action amount application appropriate regulatory agency assets authority bank Board broker or dealer broker or government business development company centum certificate clearing agency Commis Commission contract court curities debtor determine directly or indirectly directors effect employee exempt face-amount certificate company Federal Reserve System filed government securities broker government securities dealer holding company indenture securities interstate commerce investment adviser issuer means or instrumentality ment municipal securities dealer national securities exchange necessary or appropriate officer outstanding paragraph participant payment penny stock person associated proceeding protection of investors provisions public interest purchase purposes pursuant to section reasonable registered investment company registration statement respect rules and regulations rules or regulations secu Securities Act securities issued self-regulatory organization sion SIPC specified suant subparagraph subsection term thereof tion transactions transfer agent trustee unit investment trust United States Code unlawful unless violation