Compilation of Securities Laws Within the Jurisdiction of the Committee on Energy and Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Market Reform Act of 1990 (section 8), Penny Stock Reform Act of 1990 (sections 504(b) and 510).U.S. Government Printing Office, 1991 - 623 lappuses |
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1.–5. rezultāts no 100.
6. lappuse
... accordance with the applicable contract , credited to or charged against such ac- count without regard to other income , gains , or losses of the insurance company . ( 15 ) The term " accredited investor " shall mean- ( i ) a bank as ...
... accordance with the applicable contract , credited to or charged against such ac- count without regard to other income , gains , or losses of the insurance company . ( 15 ) The term " accredited investor " shall mean- ( i ) a bank as ...
14. lappuse
... accordance with such order . When such statement has been amend- ed in accordance with such order the Commission shall so Sec . 8 14 SECURITIES ACT OF 1933.
... accordance with such order . When such statement has been amend- ed in accordance with such order the Commission shall so Sec . 8 14 SECURITIES ACT OF 1933.
15. lappuse
... accordance with such order the Commission shall so declare and the registration shall become effective at the time provided in subsection ( a ) or upon the date of such declaration , whichever date is the later . ( c ) An amendment ...
... accordance with such order the Commission shall so declare and the registration shall become effective at the time provided in subsection ( a ) or upon the date of such declaration , whichever date is the later . ( c ) An amendment ...
19. lappuse
... accordance with such order . ( c ) Any prospectus shall contain such other information as the Commission may by rules or regulations require as being necessary or appropriate in the public interest or for the protection of inves- tors ...
... accordance with such order . ( c ) Any prospectus shall contain such other information as the Commission may by rules or regulations require as being necessary or appropriate in the public interest or for the protection of inves- tors ...
54. lappuse
... accordance with the Federal Deposit Insurance Act : ( i ) the Comptroller of the Currency , in the case of a national bank or a bank operating under the Code of Law for the District of Columbia ; ( ii ) the Board of Governors of the ...
... accordance with the Federal Deposit Insurance Act : ( i ) the Comptroller of the Currency , in the case of a national bank or a bank operating under the Code of Law for the District of Columbia ; ( ii ) the Board of Governors of the ...
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action amount application appropriate regulatory agency assets authority bank Board broker or dealer broker or government business development company centum certificate clearing agency Commis Commission contract court curities debtor determine directly or indirectly directors effect employee exempt face-amount certificate company Federal Reserve System filed government securities broker government securities dealer holding company indenture securities interstate commerce investment adviser issuer means or instrumentality ment municipal securities dealer national securities exchange necessary or appropriate officer outstanding paragraph participant payment penny stock person associated proceeding protection of investors provisions public interest purchase purposes pursuant to section reasonable registered investment company registration statement respect rules and regulations rules or regulations secu Securities Act securities issued self-regulatory organization sion SIPC specified suant subparagraph subsection term thereof tion transactions transfer agent trustee unit investment trust United States Code unlawful unless violation