Compilation of Securities Laws Within the Jurisdiction of the Committee on Energy and Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Market Reform Act of 1990 (section 8), Penny Stock Reform Act of 1990 (sections 504(b) and 510).U.S. Government Printing Office, 1991 - 623 lappuses |
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1.–5. rezultāts no 100.
. lappuse
... Federal Home Loan Mortgage Corporation Act , Section 306 ( a ) , ( g ) ( 12 U.S.C. 1455 ( a ) , ( g ) ) .. 521 ... Federal Water Power Act ....... 560 Title 18 , United States Code , Sections 152 , 471-473 , 494 , 495 , 1001 , 1341- 1343 ...
... Federal Home Loan Mortgage Corporation Act , Section 306 ( a ) , ( g ) ( 12 U.S.C. 1455 ( a ) , ( g ) ) .. 521 ... Federal Water Power Act ....... 560 Title 18 , United States Code , Sections 152 , 471-473 , 494 , 495 , 1001 , 1341- 1343 ...
11. lappuse
... Federal Home Loan Mortgage Corporation , Federal National Mortgage Association , or the Government National Mortgage Association and where the foregoing securi- ties are subject to the three conditions for sale set forth in sub ...
... Federal Home Loan Mortgage Corporation , Federal National Mortgage Association , or the Government National Mortgage Association and where the foregoing securi- ties are subject to the three conditions for sale set forth in sub ...
25. lappuse
... Federal - State securities matters . The Commission shall , at its dis- cretion , cooperate , coordinate , and share ... Federal and State cooperation in securities matters , includ- ing- ( A ) maximum effectiveness of regulation , ( B ) ...
... Federal - State securities matters . The Commission shall , at its dis- cretion , cooperate , coordinate , and share ... Federal and State cooperation in securities matters , includ- ing- ( A ) maximum effectiveness of regulation , ( B ) ...
26. lappuse
... Federal Government . The Commission shall have the authority to adopt such an exemp- tion as agreed upon for Federal purposes . Nothing in this Act shall be construed as authorizing preemption of State law . ( 4 ) In order to carry out ...
... Federal Government . The Commission shall have the authority to adopt such an exemp- tion as agreed upon for Federal purposes . Nothing in this Act shall be construed as authorizing preemption of State law . ( 4 ) In order to carry out ...
35. lappuse
... Federal Trade Com- mission ( hereinafter in this title called " Commission " ) shall ap- point six directors , and shall designate a chairman and a vice chairman from among their number . After the directors designated as chairman and ...
... Federal Trade Com- mission ( hereinafter in this title called " Commission " ) shall ap- point six directors , and shall designate a chairman and a vice chairman from among their number . After the directors designated as chairman and ...
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action amount application appropriate regulatory agency assets authority bank Board broker or dealer broker or government business development company centum certificate clearing agency Commis Commission contract court curities debtor determine directly or indirectly directors effect employee exempt face-amount certificate company Federal Reserve System filed government securities broker government securities dealer holding company indenture securities interstate commerce investment adviser issuer means or instrumentality ment municipal securities dealer national securities exchange necessary or appropriate officer outstanding paragraph participant payment penny stock person associated proceeding protection of investors provisions public interest purchase purposes pursuant to section reasonable registered investment company registration statement respect rules and regulations rules or regulations secu Securities Act securities issued self-regulatory organization sion SIPC specified suant subparagraph subsection term thereof tion transactions transfer agent trustee unit investment trust United States Code unlawful unless violation