 | United States. Securities and Exchange Commission - 1943 - 1160 lapas
...such sale involves solely (A) securities of which the buyer la the issuer, (B) securities of which the seller is the issuer and which are part of a general...offering to the holders of a class of its securities, or . . . ; (2) knowingly to purchase from such registered company, or from any company controlled by such... | |
 | United States. Securities and Exchange Commission - 1947 - 1062 lapas
...sale involves soldr (A) securities of which the buyer it the issuer, (B) securities of which the *dl« is the issuer and which are part of a general offering to the holders of a cls>> "! its securities, or (C) securities deposited with the trustee of a unit investment trust or... | |
 | United States. Securities and Exchange Commission - 1953 - 824 lapas
...the five Class A trustees, and the holders of participation certificates issued under tbe Kller IB the Issuer and which are part of a general offering to the holders of a clam of lt» securities, or (C) securities deposited with the trustee of a unit Investment trust or... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 lapas
...solely of (A) the redemption of redeemable securities by their issuer, or (B) the deposit of securities with the trustee of a unit investment trust or periodic...knowingly to purchase from such registered company or any affiliated company thereof any security or other property (except securities of which the seller... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 lapas
...solely of (A) the redemption of redeemable securities by their issuer, or (B) the deposit of securities with the trustee of a unit investment trust or periodic...knowingly to purchase from such registered company or any affiliated company thereof any security or other property (except securities of which the seller... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 lapas
...property (except securities of which the seller is the issuer) ; or (3) to borrow money or other property from such registered company or from any company controlled by such registered company (unless the borrower is controlled by the lender) except as permitted in section 21 (b). (b) Notwithstanding... | |
 | United States - 1953 - 1692 lapas
...property (except securities of which the seller is the issuer) ; or (3) to borrow money or other property from such registered company or from any company controlled by such registered company (unless the borrower is controlled by the lender) except as permitted in section 80a-21 (b) of this... | |
 | United States. Securities and Exchange Commission - 1944 - 1290 lapas
...Company directly or indirectly owns all but $120,000 principal amount of Footnote 1 continued : seller In the Issuer and which are part of a general offering to the holders of a class of ita securities, or (C) securities deposited with the trustee of a unit inveatmeot trust or periodic... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1947 - 192 lapas
...such sale involves solely (A) securities of which the buyer is the issuer, (B) securities of which the seller is the issuer and which are part of a general offering to the holders of a class of its-securities, or (C) securities deposited with the trustee of a unit investment trust or periodic... | |
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... securities of which the seller is the issuer and which are part of a general offering to the holders of a... 
