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" Commission finds that (i) the applicant is not controlled, directly or indirectly, by such holding company (either alone or pursuant to an arrangement or understanding with one or more other persons... "
Decisions and Reports - 758. lappuse
autors: United States. Securities and Exchange Commission - 1941
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Decisions and Reports, 9. sējums

United States. Securities and Exchange Commission - 1943 - 1160 lapas
...considering this con2 (a) (8) reads, in part: Tbe Commission, upon application, shall by order declare that a company is not a subsidiary company of a specified...company under clause (A) if the Commission finds that (1) the applicant is not controlled, directly or indirectly, by such holding company (either alone...
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Decisions and Reports, 7. sējums

United States. Securities and Exchange Commission - 1941 - 1192 lapas
...•) The section further provides — The Commission, upon application, shall by order declare that a company Is not a subsidiary company of a specified...company under clause (A) If the Commission finds that (1) the applicant is not controlled, directly or indirectly, by such holding company (either alone...
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Decisions and Reports

United States. Securities and Exchange Commission - 1956 - 1172 lapas
...Commission determines, after notice and opportunity for hearing, directly or indirectly, to exercise (either alone or pursuant to an arrangement or understanding with one or more persons) such a controlling influence over the management or policies of any public-utility or holding...
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The Code of Federal Regulations of the United States of America ..., 2. grāmata

1940 - 1806 lapas
...determines, after notice and opportunity for hearing, that such corporation directly or indirectly exercises | Y such a controlling influence over the management or policies of any public-utility company (ie, an...
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To Amend the Interstate Commerce Act: Hearings Before a Subcommittee of the ...

United States. Congress. Senate. Committee on Interstate Commerce - 1939 - 184 lapas
...person by virtue of this subparagraph (e); or "(B) a person which controls, directly or indirectly, alone or pursuant to an arrangement or understanding with one or more other persons, by stock ownership, lease, agreement, or voting trust, by common officers, directors, or stockholders,...
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To Amend the Interstate Commerce Act: Hearings Before a Subcommittee...on S ...

United States. U.S. Congress. Senate. Committee on interstate commerce - 1939 - 180 lapas
...person by virtue of this subparagraph (e); or "(B) a person which controls, directly or indirectly, alone or pursuant to an arrangement or understanding with one or more other persons, by stock ownership, lease, agreement, or voting trust, by common officers, directors, or stockholders,...
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Hearings, Reports and Prints of the Senate Committee on Banking ..., 1-4. daļas

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 lapas
...throughout the period of September 1938 would have made it impossible to find that Byllesby did not exercise "either alone or pursuant to an arrangement or understanding with one or more other persons such a controlling influence over the management or policies" of Standard Power and Standard Gas "as...
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Investment Trusts and Investment Companies: Hearings Before a ..., 3. daļa

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1940 - 1190 lapas
...of the act, unless we are able to find, in accordance with section 2 (a) (7), that it "(i) does not, either alone or pursuant to an arrangement or understanding with one or more other persons, directly or indirectly control a public-utility or holding company either through one or more intermediary...
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Investment Trusts and Investment Companies, Hearings Before a Subcommittee ...

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 lapas
...company through which such control is exercised, and (iii) does not, directly or indirectly, exercise (either alone or pursuant to an arrangement or understanding with one or more other persons) such a controlling influence over the management or policies of any publicutility or holding company...
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United States Code, 2. sējums

United States - 1953 - 1692 lapas
...subsidiary companies of holding companies. The Commission, upon application, shall by order declare that a said locality is situated, or by any person who believes that he is or is likely to of this paragraph if the Commission finds that (i) the applicant is not controlled, directly or indirectly,...
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