 Investment adviser" means any person who, for compensation, engages In the business of advising others, either directly or through publications or writings, as to the value of securities or as to the advisability of Investing in, purchasing, or selling...  Decisions and Reports - 154. lappuseautors: United States. Securities and Exchange Commission - 1941Pilnskats - Par šo grāmatu
 | United States. Securities and Exchange Commission - 1955 - 920 lapas
...in real and personal property." The firm presently carries between 1 Section 202 (a) (11) reads: " 'Investment adviser* means any person who, for compensation,...or writings, as to the value of securities or as to advisability of Investing In, purchasing, or selling securities, or who, for compensation and as part... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 lapas
...compensation, engages 3 the business of advising others, either directly or through publications or ^ings, as to the value of securities or as to the advisability of investing in, Phasing, or selling securities, or who, for compensation and as part of a regular business, issues... | |
 | United States. Congress. House. Appropriations - 1941 - 1532 lapas
...individuals, partnerships, corporations or other forms of organization who for compensation engage in the business of advising others either directly...securities or as to the advisability of investing in, buying, or selling securities, or who for compensation and as part of a regular business disseminate... | |
 | United States - 1975 - 1706 lapas
...title. The term "commodity trading advisor" shall mean any person who. for compensation or profit, earch, and development programs. Small farm extension...research and development programs shall consist of extens commodities or as to the advisability of trading in any commodity for future delivery on or subject... | |
 | United States - 1994 - 1380 lapas
...paragraph, the term "commodity trading advisor" means any person who — (i) for compensation or profit, " m writings. Page 405 or electronic media, as to the value of or the advisability of trading in— (I)... | |
 | United States. Congress. House. Committee on Appropriations - 1942 - 1606 lapas
...individuals, partnerships, corporations or other forms of organization «ho for compensation engage in the business of advising others either directly...securities or as to the advisability of investing in, buying, or selling securities, or who for compensation and as part of a regular business disseminate... | |
 | 1977 - 958 lapas
...engaged. (bb) Commodity trading advisor. This term means any person who, for compensation or profit, engages In the business of advising others, either...through publications or writings, as to the value of commodities or as to the advisability of trading in any commodity for future delivery on or subject... | |
 | 1979 - 1228 lapas
...engaged. (bb) Commodity trading advisor. This term means any person who, for compensation or profit, engages in the business of advising others, either...through publications or writings, as to the value of commodities or as to the advisability of trading in any commodity for future delivery on or subject... | |
 | 1978 - 1130 lapas
...engaged. (bb) Commodity trading advisor. This term means any person who, for compensation or profit, engages in the business of advising others, either...through publications or writings, as to the value of commodities or as to the advisability of trading in any commodity for future delivery on or subject... | |
 | United States. Congress. Senate. Agriculture and Forestry Committee - 1949 - 128 lapas
...sentences: "The term 'commodity trading adviser' shall mean any person who, for compensation or profit, engages in the business of advising others, either...through publications or writings, as to the value of commodities or as to the advisability of trading in any commodity for future delivery on or subject... | |
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