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" Act of 1933, as amended, information substantially equivalent to that available pursuant to rules or regulations of the Commission in respect of a security duly listed and registered on a national securities exchange... "
Decisions and Reports - 231. lappuse
autors: United States. Securities and Exchange Commission - 1941
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Unlisted Securities: Hearing Before the Committee on Interstate and Foreign ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1936 - 36 lapas
...periodic reports or other data filed pursuant to rules or regulations prescribed by the Commission under this title or the Securities Act of 1933, as amended,...and registered on a national securities exchange, hut such unlisted trading privileges shall continue in effect only so long as such a registration statement...
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Trading in Unlisted Securities Upon Exchanges: Hearing Before the Committee ...

United States. Congress. Senate. Committee on Banking and Currency - 1936 - 144 lapas
...periodic reports or other data filed pursuant to regulations promulgated by the Commission under this Act or the Securities Act of 1933, as amended, information...substantially equivalent to that available pursuant to regulations of the Commission in respect of a security duly listed and registered on a national securities...
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Trading in Unlisted Securities Upon Exchanges: Hearing Before the Committee ...

United States. Congress. Senate. Committee on Banking and Currency - 1936 - 140 lapas
...other security of which is duly listed and registered on any national securities exchange, except that such unlisted trading privileges shall continue in effect only so long as any other security of said issuer shall remain listed and registered on any national securities exchange;...
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Decisions and Reports, 18. sējums

United States. Securities and Exchange Commission - 1950 - 948 lapas
...periodic reports or other data filed pursuant to rules or regulations prescribed by the Commission under this title or the Securities Act of 1933, as amended,...privileges shall continue in effect only so long as such registration statement remains effective and such periodic reports or other data continue to be so...
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Decisions and Reports, 7. sējums

United States. Securities and Exchange Commission - 1941 - 1192 lapas
...fork Curb Exchange, etc., 6 8. EC 901 (1940). stantially equivalent to that available pursuant to the rules or regulations of the Commission in respect...and registered on a national securities exchange. An appropriate order will be issued in accordance with this opinion. By the Commission: Commissioner...
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Decisions and Reports, 9. sējums

United States. Securities and Exchange Commission - 1943 - 1160 lapas
...Exchange Act or the Securities Act, information substantially equivalent to that available pursuant to the rules or regulations of the Commission in respect...and registered on a national securities exchange. DUTIES OF ISSUERS, OF THE OFFICERS AND DIRECTORS OF THE ISSUERS, AND OF BENEFICIAL OWNERS OF MORE THAN...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 lapas
...(2) may extend unlisted trading privileges to any security duly listed and registered on any other national securities exchange, but such unlisted trading...privileges shall continue in effect only so long as such security shall remain listed and registered on any other national securities exchange; 2 or (3) may...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 lapas
...(2) may extend unlisted trading privileges to any security duly listed and registered on any other national securities exchange, but such unlisted trading...privileges shall continue in effect only so long as such security shall remain listed and registered on any other national securities exchange;2 or (3) may...
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... General Rules and Regulations Under the Securities Exchange Act of 1934 ...

United States. Securities and Exchange Commission - 1946 - 152 lapas
...security which is the subject of the application, information substantially equivalent to that available in respect of a security duly listed and registered on a national securities exchange. (9) Any other information which is deemed pertinent to the question of whether the continuation or...
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United States Code, 2. sējums

United States - 1953 - 1692 lapas
...(2) may extend unlisted trading privileges to any security duly listed and registered on any other x, the proper and adequate rates of depreciation and...amortization of the several classes of property of each nat security shall remain listed and registered on any other national securities exchange; or (3) may extend...
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