Decisions and Reports, 8. sējumsU.S. Government Printing Office, 1941 |
No grāmatas satura
1.–5. rezultāts no 39.
xi. lappuse
... Morgan , J. P. , & Co. Inc .----- 15 55 140 140 7,10 992 305 , 520 310 Morgan Stanley & Co. Inc ... Mustain , Samuel J____ 2 950 15 681 Mutual Investment Fund___ Mutual Investment Fund , Inc .. N 6 394 6 394 National Bank of Lima , Ohio ...
... Morgan , J. P. , & Co. Inc .----- 15 55 140 140 7,10 992 305 , 520 310 Morgan Stanley & Co. Inc ... Mustain , Samuel J____ 2 950 15 681 Mutual Investment Fund___ Mutual Investment Fund , Inc .. N 6 394 6 394 National Bank of Lima , Ohio ...
520. lappuse
... MORGAN & CO . INCORPORATED File Nos . 2-4633 and 22-95 . Promulgated January 23 , 1941 ( Trust Indenture Act of 1939 - Section 305 ( b ) , 310 ( b ) ( 3 ) , and 310 ( b ) ( 6 ) ) QUALIFICATION OF INDENTURE . Conflicting Interest of ...
... MORGAN & CO . INCORPORATED File Nos . 2-4633 and 22-95 . Promulgated January 23 , 1941 ( Trust Indenture Act of 1939 - Section 305 ( b ) , 310 ( b ) ( 3 ) , and 310 ( b ) ( 6 ) ) QUALIFICATION OF INDENTURE . Conflicting Interest of ...
521. lappuse
... Morgan Stanley & Co. Incorporated , for resale to the public , and in the registration statement , as originally filed , the registrant designated J. P. Morgan & Co. Incorporated to act as trustee under the indenture relating to such ...
... Morgan Stanley & Co. Incorporated , for resale to the public , and in the registration statement , as originally filed , the registrant designated J. P. Morgan & Co. Incorporated to act as trustee under the indenture relating to such ...
522. lappuse
... Morgan & Co. Incorporated and the Registration Division on the following afternoon , and a reply memorandum on behalf of J. P. Morgan & Co. Incorporated was received by us on January 21. Also on January 21 , an amendment to the ...
... Morgan & Co. Incorporated and the Registration Division on the following afternoon , and a reply memorandum on behalf of J. P. Morgan & Co. Incorporated was received by us on January 21. Also on January 21 , an amendment to the ...
744. lappuse
... Morgan & Co. , Incorporated on February 26 , 1941 , subject to obtaining the permission of the Com- mission prior to the close of business on March 7 , 1941 , under which applicant has agreed to purchase 22,198 shares of its first ...
... Morgan & Co. , Incorporated on February 26 , 1941 , subject to obtaining the permission of the Com- mission prior to the close of business on March 7 , 1941 , under which applicant has agreed to purchase 22,198 shares of its first ...
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acquisition applicant applicant's approval assets ATCO capital surplus cash certificate Chairman Frank Cities Service Cities Service Company Commission Commissioners Healy common stock Consolidated Corporation debentures debt December 31 declaration depreciation depreciation reserve directors dividends earned surplus effect Eicher Electric Company exemption Federal filed financing FINDINGS AND OPINION forma funds Gas and Electric Gas Company Georgia Power Company hearing held Holding Company Act income indenture Investment Company issuance issue and sale J. P. Morgan Light and Power Michigan Morgan Stanley mortgage bonds Natural Gas operating outstanding pany par value payment percent Power Company preferred stock present principal amount pro forma proceeding protection of investors public interest Public Utility Holding purchase pursuant to Section record registered holding company registrant's registration statement reorganization requirements respect Rule Section 11 stockholders subsidiary company tion trustee underwriters United Light Utility Holding Company voting York Curb Exchange
Populāri fragmenti
915. lappuse - Many forms of conduct permissible in a workaday world for those acting at arm's length, are forbidden to those bound by fiduciary ties. A trustee is held to something stricter than the morals of the market place. Not honesty alone, but the punctilio of an honor the most sensitive, Is then the standard of behavior.
122. lappuse - If any such person is named as having prepared or certified a report or valuation (other than a public official document or statement) which is used in connection with the registration statement...
767. lappuse - Commission shall grant such application and issue such order of exemption if evidence establishes that — (1) the terms of the proposed transaction, including the consideration to be paid or received, are reasonable and fair and do not involve overreaching on the part of any person concerned...
528. lappuse - ... securities of which the seller is the issuer and which are part of a general offering to the holders of a...
154. lappuse - Investment adviser" means any person who, for compensation, engages In the business of advising others, either directly or through publications or writings, as to the value of securities or as to the advisability of Investing in, purchasing, or selling securities...
231. lappuse - Act of 1933, as amended, information substantially equivalent to that available pursuant to rules or regulations of the Commission in respect of a security duly listed and registered on a national securities exchange...
409. lappuse - To require by order, after notice and opportunity for hearing, that each registered holding company, and each subsidiary company thereof, shall take such action as the Commission shall find necessary to limit the operations of the holding-company system of which such company is a part to a single integrated publicutility system, and to such other businesses as are reasonably incidental, or economically necessary or appropriate...
444. lappuse - Commission may deem necessary or appropriate in the public interest or for the protection of investors or consumers, any registered holding company or any subsidiary company of a registered holding company may, at any time after January 1, 1936, submit a plan to the Commission for the divestment of control, securities, or other assets, or for other action by such company or any subsidiary company thereof...
758. lappuse - Commission finds that (i) the applicant is not controlled, directly or indirectly, by such holding company (either alone or pursuant to an arrangement or understanding with one or more other persons...
447. lappuse - In a contiguous foreign country; and (C) The continued combination of such systems under the control of such holding company is not so large (considering the state of the art and the area or region affected) as to impair the advantages of localized management, efficient operation, or the effectiveness of regulation.