Statistical Bulletin - Securities and Exchange Commission, 39. sējums;1980. sējumsSecurities and Exchange Commission., 1980 |
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1.–5. rezultāts no 87.
15. lappuse
... Less than $ 500,000 + 50 1,302 1975 50 Oct 1,296 228 869 1976 228 996 Sep 159 489 863 1977 159 Aug 153 401 1978 153 418 Jly 385 Year to date 385 373 390 1978 Jan - Oct Jun 350 350 2,092 2,092 1979 Jan - Oct May 759 759 101 101 1978 Oct ...
... Less than $ 500,000 + 50 1,302 1975 50 Oct 1,296 228 869 1976 228 996 Sep 159 489 863 1977 159 Aug 153 401 1978 153 418 Jly 385 Year to date 385 373 390 1978 Jan - Oct Jun 350 350 2,092 2,092 1979 Jan - Oct May 759 759 101 101 1978 Oct ...
17. lappuse
... Less than $ 500,000 Total 1,274 1974 Oct 3,976 589 1975 Sep 7,413 1,055 1976 Aug 8,305 606 1977 Jly 8,047 613 1978 Jun 7,941 418 Year to date 1ay 1978 , Jan - Oct 424 6,538 Apr 1979 Jan - Oct 441 6,895 lar 1978 Oct 712 1,422 Feb Nov 763 ...
... Less than $ 500,000 Total 1,274 1974 Oct 3,976 589 1975 Sep 7,413 1,055 1976 Aug 8,305 606 1977 Jly 8,047 613 1978 Jun 7,941 418 Year to date 1ay 1978 , Jan - Oct 424 6,538 Apr 1979 Jan - Oct 441 6,895 lar 1978 Oct 712 1,422 Feb Nov 763 ...
19. lappuse
... less than $ 100,000 ; all debt securities with terms of less than one year ; all secondary offerings ; all non - cash offerings ; issues not defined as securities under Section 2 ( 1 ) of the Securities Act of 1933 ; offerings -- both ...
... less than $ 100,000 ; all debt securities with terms of less than one year ; all secondary offerings ; all non - cash offerings ; issues not defined as securities under Section 2 ( 1 ) of the Securities Act of 1933 ; offerings -- both ...
20. lappuse
... less than 15 % of the value of all registered pre- ferred stock . The common stock category includes common shares issued by closed- end investment companies , as well as securities issued by non - corporate business such as ...
... less than 15 % of the value of all registered pre- ferred stock . The common stock category includes common shares issued by closed- end investment companies , as well as securities issued by non - corporate business such as ...
23. lappuse
... Less than $ 500,000 1975 = Not available 13,623 N.A. 1976 5641TOSSABBL4 18,138 3333AMSAT 1977 Oct 25,169 Sep 1978 8 N.A. Aug 1 / Year to date 8 1978 Jan - Oct Jly N.A. 14 1979 Jan - Oct Jun N.A. 15 1978 Jct : lay N.A. 55 N.A. NOV Apr 36 ...
... Less than $ 500,000 1975 = Not available 13,623 N.A. 1976 5641TOSSABBL4 18,138 3333AMSAT 1977 Oct 25,169 Sep 1978 8 N.A. Aug 1 / Year to date 8 1978 Jan - Oct Jly N.A. 14 1979 Jan - Oct Jun N.A. 15 1978 Jct : lay N.A. 55 N.A. NOV Apr 36 ...
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Activity Rate add due American Depository Receipts Apr May Jun assets Aug Sep Oct Broker-Dealers CALL OPTIONS cial Commission common stock contract volume CONVERTIBLE BOND date 1979 Jan-Jan Depository Receipts due to rounding equity securities exempt Explanatory Notes EXTENDED CASH SALE Feb Mar Apr Financial And Real foreign government Gas And Water GROSS PROCEEDS included insurance companies issuers issues registered Jan Feb Mar Jly Aug Sep Jun Jly Aug Market Value millions monthly N.A N.A nication Finance Noninsured Pension Funds Number of issues NYSE Offered Placed Manufac offering tables ooooooooooooo open interest ownership equity preferred stock primary corporate offerings private placements Privately Offered Placed PROCEEDS FROM PRIMARY Publicly Privately Offered put option reported repurchase agreements ROS File rounding See Explanatory Securities Act SECURITIES REGISTRATIONS Sep Oct Nov Share Volume Standard & Poors Stock Exchange tive Electric Gas transactions turing Extrac VALUE AND VOLUME Volume of Equity voting trust
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6. lappuse - Reports and statements filed with the Comptroller General under the Act will be preserved for a period of 10 years from the date of receipt. After the expiration of the 10-year period, the original report or statement will be transferred to the National Archives and Records Service of the General Services Administration. § 20.5 Current list of statements pertaining to candidates.
10. lappuse - Add $ .75 for foreign mailing. No additional postage is required for mailing within the United States, its possessions, Canada, Mexico, and all Central and South American Countries except Argentina, Brazil, British Honduras, French Guiana, Guyana, and Surinam. For shipment to all other foreign countries include additional postage as quoted for each periodical or subscription service.
25. lappuse - The SEC has prepared a magnetic tape record covering New Securities Registrations and Offerings Statistics (ROS file). The file contains a record of all securities registered under the 1933 Act and offerings exempt under Regulation A. The tape record of these statistics has been provided to the National Archives and Records Service of the General Service Administration and copies are available for purchase from that Agency. Each copy of the file contains all records beginning with January 1970. It...
7. lappuse - ... checks, money orders, or similar instruments, any broker or dealer in securities registered or required to be registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934...
18. lappuse - January 1Э77) by reports of private placements on the Commission's Form 8-K. Life insurance companies surveyed by the Commission had assets on December 31, 1972, of $190,145 million, or 79% of all life insurance company assets. Only those private placement commitments which are actually executed are included in the statistics. No representation is made that the private placement activity of the life insurance companies surveyed approximates private placement activity as a whole in the...
10. lappuse - SEC DOCKET A weekly compilation of the full texts of SEC releases under the following Acts : Securities Act, Securities Exchange Act, Public Utility Holding Company Act, Trust Indenture Act, Investment Advisers Act, and Investment Company Act. Also included will be the full texts of Accounting series releases, corporate reorganization releases, and litigation releases.
5. lappuse - The interquartile range-which is the measure of volatility-is not sensitive to the magnitude of monthly extremes but will indicate shifts in the frequency or relative number of large day-to-day changes. These attributes filter out the impact of short-term shocks and enable identification of months characterized by relatively high price volatility. A more detailed description of the statistical approaches used by the SEC staff in developing this measure of NYSE volatility is available from Raymond...
11. lappuse - The inconsistency introduced by these two different methods of aggregating the data is not considered to be significant, and, accordingly, all registered exchanges are aggregated and reported in monthly summaries. Stock...