Statistical Bulletin - Securities and Exchange Commission, 39. sējums;1980. sējums

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Securities and Exchange Commission., 1980

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6. lappuse - Reports and statements filed with the Comptroller General under the Act will be preserved for a period of 10 years from the date of receipt. After the expiration of the 10-year period, the original report or statement will be transferred to the National Archives and Records Service of the General Services Administration. § 20.5 Current list of statements pertaining to candidates.
10. lappuse - Add $ .75 for foreign mailing. No additional postage is required for mailing within the United States, its possessions, Canada, Mexico, and all Central and South American Countries except Argentina, Brazil, British Honduras, French Guiana, Guyana, and Surinam. For shipment to all other foreign countries include additional postage as quoted for each periodical or subscription service.
25. lappuse - The SEC has prepared a magnetic tape record covering New Securities Registrations and Offerings Statistics (ROS file). The file contains a record of all securities registered under the 1933 Act and offerings exempt under Regulation A. The tape record of these statistics has been provided to the National Archives and Records Service of the General Service Administration and copies are available for purchase from that Agency. Each copy of the file contains all records beginning with January 1970. It...
7. lappuse - ... checks, money orders, or similar instruments, any broker or dealer in securities registered or required to be registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934...
18. lappuse - January 1Э77) by reports of private placements on the Commission's Form 8-K. Life insurance companies surveyed by the Commission had assets on December 31, 1972, of $190,145 million, or 79% of all life insurance company assets. Only those private placement commitments which are actually executed are included in the statistics. No representation is made that the private placement activity of the life insurance companies surveyed approximates private placement activity as a whole in the...
10. lappuse - SEC DOCKET A weekly compilation of the full texts of SEC releases under the following Acts : Securities Act, Securities Exchange Act, Public Utility Holding Company Act, Trust Indenture Act, Investment Advisers Act, and Investment Company Act. Also included will be the full texts of Accounting series releases, corporate reorganization releases, and litigation releases.
5. lappuse - The interquartile range-which is the measure of volatility-is not sensitive to the magnitude of monthly extremes but will indicate shifts in the frequency or relative number of large day-to-day changes. These attributes filter out the impact of short-term shocks and enable identification of months characterized by relatively high price volatility. A more detailed description of the statistical approaches used by the SEC staff in developing this measure of NYSE volatility is available from Raymond...
11. lappuse - The inconsistency introduced by these two different methods of aggregating the data is not considered to be significant, and, accordingly, all registered exchanges are aggregated and reported in monthly summaries. Stock...

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