Compilation of Securities Laws Within the Jurisdiction of the Committee on Energy and Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, 4. sējumsU.S. Government Printing Office, 1988 - 542 lappuses |
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1.–5. rezultāts no 100.
4. lappuse
... purchase of securities or any other thing , shall be conclu- sively presumed to constitute a part of the subject of such pur- chase and to have been offered and sold for value . The issue or transfer of a right or privilege , when ...
... purchase of securities or any other thing , shall be conclu- sively presumed to constitute a part of the subject of such pur- chase and to have been offered and sold for value . The issue or transfer of a right or privilege , when ...
7. lappuse
... purchase of securities ( other than interests or participations in the trust or separate account itself ) issued by the employer or any company directly or indirectly controlling , controlled by , or under common control with the ...
... purchase of securities ( other than interests or participations in the trust or separate account itself ) issued by the employer or any company directly or indirectly controlling , controlled by , or under common control with the ...
28. lappuse
... purchase price of any property , or good will , acquired or to be acquired , not in the ordinary course of business , which is to be defrayed in whole or in part from the proceeds of the security to be offered , the amount of any ...
... purchase price of any property , or good will , acquired or to be acquired , not in the ordinary course of business , which is to be defrayed in whole or in part from the proceeds of the security to be offered , the amount of any ...
29. lappuse
... purchase of any business , a profit and loss statement of such business certified by an independent public or certified accountant , meeting the re- quirements of paragraph ( 26 ) of this schedule , for the three preced- ing fiscal ...
... purchase of any business , a profit and loss statement of such business certified by an independent public or certified accountant , meeting the re- quirements of paragraph ( 26 ) of this schedule , for the three preced- ing fiscal ...
42. lappuse
... purchase , any of the foregoing ; but shall not include currency or any note , draft , bill of exchange , or banker's acceptance which has a maturity at the time of is- suance of not exceeding nine months , exclusive of days of grace ...
... purchase , any of the foregoing ; but shall not include currency or any note , draft , bill of exchange , or banker's acceptance which has a maturity at the time of is- suance of not exceeding nine months , exclusive of days of grace ...
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amount application appropriate regulatory agency assets bank Board broker or dealer broker or government business development company centum clearing agency Commis Commission Commodity Exchange Act contract corporation court curities debtor determine directly or indirectly directors effect employee face-amount certificate company Federal Reserve System filed government securities broker government securities dealer holding company indenture securities interstate commerce investment adviser issuer loan mails means or instrumentality ment municipal securities dealer national securities exchange necessary or appropriate officer otherwise paragraph participant payment person associated proceeding protection of investors provisions public interest purchase purposes pursuant to section reasonable registered investment company registration statement respect rule or regulation rules and regulations secu Securities Act securities issued security holders self-regulatory organization sion SIPC specified subparagraph subsection term tion transactions transfer agent trustee unit investment trust United States Code unlawful voting securities