Compilation of Securities Laws Within the Jurisdiction of the Committee on Energy and Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, 4. sējumsU.S. Government Printing Office, 1988 - 542 lappuses |
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1.–5. rezultāts no 55.
9. lappuse
... proposed to issue securities in such exchange shall have the right to appear , by any court , or by any official or agency of the United States , or by any State or Territorial banking or insurance commission or other governmental ...
... proposed to issue securities in such exchange shall have the right to appear , by any court , or by any official or agency of the United States , or by any State or Territorial banking or insurance commission or other governmental ...
12. lappuse
... proposed to be offered . ( b ) At the time of filing a registration statement the applicant shall pay to the Commission a fee of one - fiftieth of 1 per centum of the maximum aggregate price at which such securities are pro- posed to be ...
... proposed to be offered . ( b ) At the time of filing a registration statement the applicant shall pay to the Commission a fee of one - fiftieth of 1 per centum of the maximum aggregate price at which such securities are pro- posed to be ...
27. lappuse
... proposed that the security shall be offered to the public or the method by which such price is comput- ed and any variation therefrom at which any portion of such secu- rity is proposed to be offered to any persons or classes of persons ...
... proposed that the security shall be offered to the public or the method by which such price is comput- ed and any variation therefrom at which any portion of such secu- rity is proposed to be offered to any persons or classes of persons ...
28. lappuse
... proposed to be acquired at such date ; ( 23 ) the names and addresses of counsel who have passed on the legality of the issue ; ( 24 ) dates of and parties to , and the general effect concisely stated of every material contract made ...
... proposed to be acquired at such date ; ( 23 ) the names and addresses of counsel who have passed on the legality of the issue ; ( 24 ) dates of and parties to , and the general effect concisely stated of every material contract made ...
31. lappuse
... proposed that the security shall be of- fered in the United States to the public or the method by which such price is computed . A variation in price may be proposed prior to the date of the public offering of the security , but the ...
... proposed that the security shall be of- fered in the United States to the public or the method by which such price is computed . A variation in price may be proposed prior to the date of the public offering of the security , but the ...
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amount application appropriate regulatory agency assets bank Board broker or dealer broker or government business development company centum clearing agency Commis Commission Commodity Exchange Act contract corporation court curities debtor determine directly or indirectly directors effect employee face-amount certificate company Federal Reserve System filed government securities broker government securities dealer holding company indenture securities interstate commerce investment adviser issuer loan mails means or instrumentality ment municipal securities dealer national securities exchange necessary or appropriate officer otherwise paragraph participant payment person associated proceeding protection of investors provisions public interest purchase purposes pursuant to section reasonable registered investment company registration statement respect rule or regulation rules and regulations secu Securities Act securities issued security holders self-regulatory organization sion SIPC specified subparagraph subsection term tion transactions transfer agent trustee unit investment trust United States Code unlawful voting securities