Compilation of Securities Laws Within the Jurisdiction of the Committee on Energy and Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, 4. sējumsU.S. Government Printing Office, 1988 - 542 lappuses |
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1.5. rezultāts no 93.
9. lappuse
... hearing upon the fairness of such terms and conditions at which all persons to whom it is proposed to issue securities in such exchange shall have the right to appear , by any court , or by any official or agency of the United States ...
... hearing upon the fairness of such terms and conditions at which all persons to whom it is proposed to issue securities in such exchange shall have the right to appear , by any court , or by any official or agency of the United States ...
14. lappuse
... hearing ( at a time fixed by the Commission ) within ten days after such notice by personal service or the sending of such telegraphic notice , issue an order prior to the effective date of registration refusing to permit such statement ...
... hearing ( at a time fixed by the Commission ) within ten days after such notice by personal service or the sending of such telegraphic notice , issue an order prior to the effective date of registration refusing to permit such statement ...
15. lappuse
... hearing before the Commission , the court may order such addition- al evidence to be taken before the Commission and to be adduced upon the hearing in such manner and upon such terms and condi- tions as to the court may seem proper ...
... hearing before the Commission , the court may order such addition- al evidence to be taken before the Commission and to be adduced upon the hearing in such manner and upon such terms and condi- tions as to the court may seem proper ...
23. lappuse
... hearing . ( c ) ( 1 ) The Commission is authorized to cooperate with any asso- ciation composed of duly constituted representatives of State gov- ernments whose primary assignment is the regulation of the secu- rities business within ...
... hearing . ( c ) ( 1 ) The Commission is authorized to cooperate with any asso- ciation composed of duly constituted representatives of State gov- ernments whose primary assignment is the regulation of the secu- rities business within ...
24. lappuse
... HEARINGS BY COMMISSION SEC . 21. [ 77u ] All hearings shall be public and may be held before the Commission or an officer or officers of the Commission designated by it , and appropriate records thereof shall be kept . JURISDICTION OF ...
... HEARINGS BY COMMISSION SEC . 21. [ 77u ] All hearings shall be public and may be held before the Commission or an officer or officers of the Commission designated by it , and appropriate records thereof shall be kept . JURISDICTION OF ...
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amount application appropriate regulatory agency assets bank Board broker or dealer broker or government business development company centum clearing agency Commis Commission Commodity Exchange Act contract corporation court curities debtor determine directly or indirectly directors effect employee face-amount certificate company Federal Reserve System filed government securities broker government securities dealer holding company indenture securities interstate commerce investment adviser issuer loan mails means or instrumentality ment municipal securities dealer national securities exchange necessary or appropriate officer otherwise paragraph participant payment person associated proceeding protection of investors provisions public interest purchase purposes pursuant to section reasonable registered investment company registration statement respect rule or regulation rules and regulations secu Securities Act securities issued security holders self-regulatory organization sion SIPC specified subparagraph subsection term tion transactions transfer agent trustee unit investment trust United States Code unlawful voting securities