Compilation of Securities Laws Within the Jurisdiction of the Committee on Energy and Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, 4. sējumsU.S. Government Printing Office, 1988 - 542 lappuses |
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1.–5. rezultāts no 100.
9. lappuse
... court ; ( 8 ) Any insurance or endowment policy or annuity contract or optional annuity contract , issued by a corporation subject to the supervision of the insurance commissioner , bank commis- sioner , or any agency or officer ...
... court ; ( 8 ) Any insurance or endowment policy or annuity contract or optional annuity contract , issued by a corporation subject to the supervision of the insurance commissioner , bank commis- sioner , or any agency or officer ...
15. lappuse
... Court of Appeals for the District of Columbia , by filing in such Court , within sixty days after the entry of such order , a written pe- tition praying that the order of the Commission be modified or be set aside in whole or in part ...
... Court of Appeals for the District of Columbia , by filing in such Court , within sixty days after the entry of such order , a written pe- tition praying that the order of the Commission be modified or be set aside in whole or in part ...
20. lappuse
... court may , in its discre- tion , require an undertaking for the payment of the costs of such suit , including reasonable attorney's fees , and if judgment shall be rendered against a party litigant , upon the motion of the other party ...
... court may , in its discre- tion , require an undertaking for the payment of the costs of such suit , including reasonable attorney's fees , and if judgment shall be rendered against a party litigant , upon the motion of the other party ...
24. lappuse
... court of any Territory , to enjoin such acts or practices , and upon a proper showing , a per- manent or temporary ... courts of the United States and the United States courts of any Territory shall have jurisdiction to issue writs of ...
... court of any Territory , to enjoin such acts or practices , and upon a proper showing , a per- manent or temporary ... courts of the United States and the United States courts of any Territory shall have jurisdiction to issue writs of ...
25. lappuse
... court of competent juris- diction shall be removed to any court of the United States . No costs shall be assessed for or against the Commission in any proceeding under this title brought by or against it in the Supreme Court or such other ...
... court of competent juris- diction shall be removed to any court of the United States . No costs shall be assessed for or against the Commission in any proceeding under this title brought by or against it in the Supreme Court or such other ...
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amount application appropriate regulatory agency assets bank Board broker or dealer broker or government business development company centum clearing agency Commis Commission Commodity Exchange Act contract corporation court curities debtor determine directly or indirectly directors effect employee face-amount certificate company Federal Reserve System filed government securities broker government securities dealer holding company indenture securities interstate commerce investment adviser issuer loan mails means or instrumentality ment municipal securities dealer national securities exchange necessary or appropriate officer otherwise paragraph participant payment person associated proceeding protection of investors provisions public interest purchase purposes pursuant to section reasonable registered investment company registration statement respect rule or regulation rules and regulations secu Securities Act securities issued security holders self-regulatory organization sion SIPC specified subparagraph subsection term tion transactions transfer agent trustee unit investment trust United States Code unlawful voting securities