Compilation of Securities Laws Within the Jurisdiction of the Committee on Energy and Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, 4. sējumsU.S. Government Printing Office, 1988 - 542 lappuses |
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1.–5. rezultāts no 70.
. lappuse
... Corporation Act , Section 306 ( a ) , ( g ) ( 12 U.S.C. 1455 ( a ) , ( g ) ) .... 453 National Housing Act , Section 302 ( c ) ( 1 ) , 304 ( d ) - ( e ) , 311 ( 12 U.S.C. 1717 ( c ) ( 1 ) , 1719 ( d ) - ( e ) , 1723c ) ..... 454 Bank ...
... Corporation Act , Section 306 ( a ) , ( g ) ( 12 U.S.C. 1455 ( a ) , ( g ) ) .... 453 National Housing Act , Section 302 ( c ) ( 1 ) , 304 ( d ) - ( e ) , 311 ( 12 U.S.C. 1717 ( c ) ( 1 ) , 1719 ( d ) - ( e ) , 1723c ) ..... 454 Bank ...
3. lappuse
... corporation , a partnership , an association , a joint - stock company , a trust , any unincorporated organization , or a government or political sub- division thereof . As used in this paragraph the term " trust " shall include only a ...
... corporation , a partnership , an association , a joint - stock company , a trust , any unincorporated organization , or a government or political sub- division thereof . As used in this paragraph the term " trust " shall include only a ...
8. lappuse
... corporation described in section 501 ( c ) ( 2 ) of such Code which is exempt from tax under section 501 ( a ) of ... corporation described in clause ( i ) or ( ii ) ; ( 6 ) Any interest in a railroad equipment trust . For purposes of ...
... corporation described in section 501 ( c ) ( 2 ) of such Code which is exempt from tax under section 501 ( a ) of ... corporation described in clause ( i ) or ( ii ) ; ( 6 ) Any interest in a railroad equipment trust . For purposes of ...
9. lappuse
... corporation subject to the supervision of the insurance commissioner , bank commis- sioner , or any agency or officer performing like functions , of any State or Territory of the United States or the District of Columbia ; 12 ( 9 ) Any ...
... corporation subject to the supervision of the insurance commissioner , bank commis- sioner , or any agency or officer performing like functions , of any State or Territory of the United States or the District of Columbia ; 12 ( 9 ) Any ...
11. lappuse
... Corporation , the Federal National Mortgage Association , or the Government National Mortgage Association . ( B ) Transactions between any of the entities described in sub- paragraph ( A ) ( i ) or ( A ) ( ii ) hereof involving non ...
... Corporation , the Federal National Mortgage Association , or the Government National Mortgage Association . ( B ) Transactions between any of the entities described in sub- paragraph ( A ) ( i ) or ( A ) ( ii ) hereof involving non ...
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amount application appropriate regulatory agency assets bank Board broker or dealer broker or government business development company centum clearing agency Commis Commission Commodity Exchange Act contract corporation court curities debtor determine directly or indirectly directors effect employee face-amount certificate company Federal Reserve System filed government securities broker government securities dealer holding company indenture securities interstate commerce investment adviser issuer loan mails means or instrumentality ment municipal securities dealer national securities exchange necessary or appropriate officer otherwise paragraph participant payment person associated proceeding protection of investors provisions public interest purchase purposes pursuant to section reasonable registered investment company registration statement respect rule or regulation rules and regulations secu Securities Act securities issued security holders self-regulatory organization sion SIPC specified subparagraph subsection term tion transactions transfer agent trustee unit investment trust United States Code unlawful voting securities