Compilation of Securities Laws Within the Jurisdiction of the Committee on Energy and Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, 4. sējumsU.S. Government Printing Office, 1988 - 542 lappuses |
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1.–5. rezultāts no 100.
. lappuse
... Bank Act of 1945 , Section 16 ( d ) ( 12 U.S.C. 635i − 4 ) Agricultural Marketing Act , Section 15 ( a ) ( 12 U.S.C. 1141j ( a ) ) ..... 450 451 452 Federal Home Loan Mortgage Corporation Act , Section 306 ( a ) , ( g ) ( 12 U.S.C. ...
... Bank Act of 1945 , Section 16 ( d ) ( 12 U.S.C. 635i − 4 ) Agricultural Marketing Act , Section 15 ( a ) ( 12 U.S.C. 1141j ( a ) ) ..... 450 451 452 Federal Home Loan Mortgage Corporation Act , Section 306 ( a ) , ( g ) ( 12 U.S.C. ...
6. lappuse
... bank as defined in section 3 ( a ) ( 2 ) of the Act whether acting in its individual or fiduciary capacity ; an insurance company as defined in section 2 ( 13 ) of the Act ; an invest- ment company registered under the Investment ...
... bank as defined in section 3 ( a ) ( 2 ) of the Act whether acting in its individual or fiduciary capacity ; an insurance company as defined in section 2 ( 13 ) of the Act ; an invest- ment company registered under the Investment ...
7. lappuse
... bank ; or any interest or participation in any common trust fund or similar fund maintained by a bank exclusively for the collec- tive investment and reinvestment of assets contributed thereto by such bank in its capacity as trustee ...
... bank ; or any interest or participation in any common trust fund or similar fund maintained by a bank exclusively for the collec- tive investment and reinvestment of assets contributed thereto by such bank in its capacity as trustee ...
8. lappuse
... bank shall not include any interest or participation in any collective trust fund maintained by a bank ; and the term " bank ” means any national bank , or any banking institution organized under the laws of any State , territory , or ...
... bank shall not include any interest or participation in any collective trust fund maintained by a bank ; and the term " bank ” means any national bank , or any banking institution organized under the laws of any State , territory , or ...
9. lappuse
... bank commis- sioner , or any agency or officer performing like functions , of any State or Territory of the United ... banking or insurance commission or other governmental authority expressly authorized by law to grant such approval ...
... bank commis- sioner , or any agency or officer performing like functions , of any State or Territory of the United ... banking or insurance commission or other governmental authority expressly authorized by law to grant such approval ...
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amount application appropriate regulatory agency assets bank Board broker or dealer broker or government business development company centum clearing agency Commis Commission Commodity Exchange Act contract corporation court curities debtor determine directly or indirectly directors effect employee face-amount certificate company Federal Reserve System filed government securities broker government securities dealer holding company indenture securities interstate commerce investment adviser issuer loan mails means or instrumentality ment municipal securities dealer national securities exchange necessary or appropriate officer otherwise paragraph participant payment person associated proceeding protection of investors provisions public interest purchase purposes pursuant to section reasonable registered investment company registration statement respect rule or regulation rules and regulations secu Securities Act securities issued security holders self-regulatory organization sion SIPC specified subparagraph subsection term tion transactions transfer agent trustee unit investment trust United States Code unlawful voting securities