Compilation of Securities Laws Within the Jurisdiction of the Committee on Energy and Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, 4. sējumsU.S. Government Printing Office, 1988 - 542 lappuses |
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1.–5. rezultāts no 100.
6. lappuse
... U.S.C. 1625 ; and 45 U.S.C. 720. [ Printed in appendix to this volume except for 7 U.S.C. 1932 ( d ) ( 6 ) and 15 U.S.C. 77c . ] ment of the United States pursuant to authority granted by Sec . 3 6 SECURITIES ACT OF 1933.
... U.S.C. 1625 ; and 45 U.S.C. 720. [ Printed in appendix to this volume except for 7 U.S.C. 1932 ( d ) ( 6 ) and 15 U.S.C. 77c . ] ment of the United States pursuant to authority granted by Sec . 3 6 SECURITIES ACT OF 1933.
7. lappuse
... authority granted by the Congress of the United States ; or any certificate of deposit for any of the foregoing ; or any security issued or guaranteed by any bank ; or any security issued by or representing an in- terest in or a direct ...
... authority granted by the Congress of the United States ; or any certificate of deposit for any of the foregoing ; or any security issued or guaranteed by any bank ; or any security issued by or representing an in- terest in or a direct ...
8. lappuse
... authority having supervision over any such institution ; or ( B ) by ( i ) a farmer's cooperative organiza- tion exempt from tax under section 521 of the Internal Reve- nue Code of 1954,10 ( ii ) a corporation described in section 501 ...
... authority having supervision over any such institution ; or ( B ) by ( i ) a farmer's cooperative organiza- tion exempt from tax under section 521 of the Internal Reve- nue Code of 1954,10 ( ii ) a corporation described in section 501 ...
9. lappuse
... authority expressly authorized by law to grant such approval ; ( 11 ) Any security which is a part of an issue offered and sold only to persons resident within a single State or Territory , where the issuer of such security is a person ...
... authority expressly authorized by law to grant such approval ; ( 11 ) Any security which is a part of an issue offered and sold only to persons resident within a single State or Territory , where the issuer of such security is a person ...
12. lappuse
... authority of the person whose signature is so affixed and the burden of proof , in the event such authority shall be denied , shall be upon the party denying the same . The affixing of any signature without the authority of the ...
... authority of the person whose signature is so affixed and the burden of proof , in the event such authority shall be denied , shall be upon the party denying the same . The affixing of any signature without the authority of the ...
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amount application appropriate regulatory agency assets bank Board broker or dealer broker or government business development company centum clearing agency Commis Commission Commodity Exchange Act contract corporation court curities debtor determine directly or indirectly directors effect employee face-amount certificate company Federal Reserve System filed government securities broker government securities dealer holding company indenture securities interstate commerce investment adviser issuer loan mails means or instrumentality ment municipal securities dealer national securities exchange necessary or appropriate officer otherwise paragraph participant payment person associated proceeding protection of investors provisions public interest purchase purposes pursuant to section reasonable registered investment company registration statement respect rule or regulation rules and regulations secu Securities Act securities issued security holders self-regulatory organization sion SIPC specified subparagraph subsection term tion transactions transfer agent trustee unit investment trust United States Code unlawful voting securities