Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.–5. rezultāts no 100.
79. lappuse
... Trade Comparison - an Illustrated Example IV- 1 Trade Reporting IV- 3 Trade Validation IV- 5 Trade Comparison IV- 6 Trade Reporting to Members IV . 8 Correcting Trades IV - 10 Net Settlement IV - 12 Allocations Buy - Ins Deliveries to ...
... Trade Comparison - an Illustrated Example IV- 1 Trade Reporting IV- 3 Trade Validation IV- 5 Trade Comparison IV- 6 Trade Reporting to Members IV . 8 Correcting Trades IV - 10 Net Settlement IV - 12 Allocations Buy - Ins Deliveries to ...
80. lappuse
... Trade Comparison Dual Trade Comparison Corrections - Dual Trade Comparison - Omnibus Account Processing Off - line Data Transmission Isolation of Existing Systems Projected Monthly Operating Costs • Page IV - 20 IV - 20 IV - 23 IV - 24 ...
... Trade Comparison Dual Trade Comparison Corrections - Dual Trade Comparison - Omnibus Account Processing Off - line Data Transmission Isolation of Existing Systems Projected Monthly Operating Costs • Page IV - 20 IV - 20 IV - 23 IV - 24 ...
79. lappuse
... Trades III- 5 Money Settlement between PCC and NCC III- 5 Interface Policy Committee III- 6 INTERFACE SYSTEM Dual Trade Comparison an Illustrated Example Trade Reporting Trade Validation Trade Comparison Trade Reporting to Members ...
... Trades III- 5 Money Settlement between PCC and NCC III- 5 Interface Policy Committee III- 6 INTERFACE SYSTEM Dual Trade Comparison an Illustrated Example Trade Reporting Trade Validation Trade Comparison Trade Reporting to Members ...
80. lappuse
... Trade Comparison Dual Trade Comparison - Corrections Dual Trade Comparison - Omnibus Account Processing Off - line Data Transmission Isolation of Existing Systems Projected Monthly Operating Costs • Page IV - 20 IV - 20 IV - 23 IV - 24 ...
... Trade Comparison Dual Trade Comparison - Corrections Dual Trade Comparison - Omnibus Account Processing Off - line Data Transmission Isolation of Existing Systems Projected Monthly Operating Costs • Page IV - 20 IV - 20 IV - 23 IV - 24 ...
80. lappuse
... Trade Comparison Facing Page IV- 2 Dual Trade Comparison - Corrections Facing Page IV - 11 Dual Trade Comparison - Omnibus Account Processing Off - line Data Transmission Facing Page IV - 33 Facing Page V. 3 Isolation of Existing ...
... Trade Comparison Facing Page IV- 2 Dual Trade Comparison - Corrections Facing Page IV - 11 Dual Trade Comparison - Omnibus Account Processing Off - line Data Transmission Facing Page IV - 33 Facing Page V. 3 Isolation of Existing ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange