Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
No grāmatas satura
1.–5. rezultāts no 60.
53. lappuse
... submitted to us thus far by DTC and Mid - West , we think show that we intend to have a major guiding influence over depositories . We hope if you have any problems with the way we are doing this , you will let us know . And I am sure ...
... submitted to us thus far by DTC and Mid - West , we think show that we intend to have a major guiding influence over depositories . We hope if you have any problems with the way we are doing this , you will let us know . And I am sure ...
56. lappuse
... submitted in response to the SIA request , consists of the following three sections : A summary of the PCC presentation in November 1972 . An implementation plan of the Joint Approach prepared by Peat , Marwick , Mitchell & Co. A ...
... submitted in response to the SIA request , consists of the following three sections : A summary of the PCC presentation in November 1972 . An implementation plan of the Joint Approach prepared by Peat , Marwick , Mitchell & Co. A ...
57. lappuse
... submitting this presentation and look forward to working with other industry groups in the early implementation of the Joint Approach . Very truly yours , 67 Sebakunt eg Christopher J. Delahunty , President Summary of JOINT APPROACH to ...
... submitting this presentation and look forward to working with other industry groups in the early implementation of the Joint Approach . Very truly yours , 67 Sebakunt eg Christopher J. Delahunty , President Summary of JOINT APPROACH to ...
83. lappuse
... submitted to the Boards of NCC and POTC for consideration . " " SCOPE AND OBJECTIVE Peat , Marwick , Mitchell & Co. ( PMM & Co . ) was engaged by PCC to assist in preparing the detailed implementation plan as described in S.I.A. ...
... submitted to the Boards of NCC and POTC for consideration . " " SCOPE AND OBJECTIVE Peat , Marwick , Mitchell & Co. ( PMM & Co . ) was engaged by PCC to assist in preparing the detailed implementation plan as described in S.I.A. ...
88. lappuse
... submitted to the clearing organization is owed by clearing to some other member or members . At present , PCC and NCC are unable to allocate all the certificates submitted to them , as the certificates may be in denominations that are ...
... submitted to the clearing organization is owed by clearing to some other member or members . At present , PCC and NCC are unable to allocate all the certificates submitted to them , as the certificates may be in denominations that are ...
Citi izdevumi - Skatīt visu
Bieži izmantoti vārdi un frāzes
allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange