Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.5. rezultāts no 100.
39. lappuse
... shares of stock or obligations issued by a corporation engaged solely in the functions of a ' clearing agency ' as defined in section 3 ( a ) of the Securities Exchange Act of 1934. " ENT RIME OF THE EXT TREASURY 1789 THE GENERAL COUNSEL ...
... shares of stock or obligations issued by a corporation engaged solely in the functions of a ' clearing agency ' as defined in section 3 ( a ) of the Securities Exchange Act of 1934. " ENT RIME OF THE EXT TREASURY 1789 THE GENERAL COUNSEL ...
41. lappuse
... shares of stock or obligations issued by a corporation engaged solely in the functions of a ' clearing agency ' or ' depository ' as defined in section 3 ( a ) ( 22 ) of the Securities Exchange Act of 1934 , as amended . " Finally , we ...
... shares of stock or obligations issued by a corporation engaged solely in the functions of a ' clearing agency ' or ' depository ' as defined in section 3 ( a ) ( 22 ) of the Securities Exchange Act of 1934 , as amended . " Finally , we ...
51. lappuse
... shares a day on the New York Stock Exchange and say that there were no problems at that level . I think we can say ... share days in all markets of 10 million a day more than we are having right now with no major problems . Obviously ...
... shares a day on the New York Stock Exchange and say that there were no problems at that level . I think we can say ... share days in all markets of 10 million a day more than we are having right now with no major problems . Obviously ...
52. lappuse
... shares on deposit totaling about 1.5 billion with a value of about $ 55 billion . Just yesterday the Commission approved what we hope will be our final comments on their proposed rules of operation . The Midwest Stock Exchange's ...
... shares on deposit totaling about 1.5 billion with a value of about $ 55 billion . Just yesterday the Commission approved what we hope will be our final comments on their proposed rules of operation . The Midwest Stock Exchange's ...
91. lappuse
... between cutoff date and record date . Cash dividends will be included in net settlement on payment date . Fractional shares will be settled on a cash - in - lieu basis . III - 3 membership in both NCC and PCC , he may then 91.
... between cutoff date and record date . Cash dividends will be included in net settlement on payment date . Fractional shares will be settled on a cash - in - lieu basis . III - 3 membership in both NCC and PCC , he may then 91.
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange