Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
2. lappuse
... regional exchanges , the NASD , the New York banks , the regional banks and the major brokerage houses over just who is going to control the machines that are being set up to take care of the paper [ involved in securities transactions ] ...
... regional exchanges , the NASD , the New York banks , the regional banks and the major brokerage houses over just who is going to control the machines that are being set up to take care of the paper [ involved in securities transactions ] ...
55. lappuse
... regional settlements on an autonomous basis but required to interface with a national system on inter - regional trans- actions . The accompanying proposal sets forth our presen- tation on how this may be accomplished . We will be happy ...
... regional settlements on an autonomous basis but required to interface with a national system on inter - regional trans- actions . The accompanying proposal sets forth our presen- tation on how this may be accomplished . We will be happy ...
61. lappuse
... regional or inter - regional ( including coast to coast ) . In the CASH SETTLEMENT area , the needs are : ⚫ . To settle all cash balances efficiently . - Preferably with one check ( given or received ) . For both listed and OTC trades ...
... regional or inter - regional ( including coast to coast ) . In the CASH SETTLEMENT area , the needs are : ⚫ . To settle all cash balances efficiently . - Preferably with one check ( given or received ) . For both listed and OTC trades ...
69. lappuse
... regional physical movement - Including COD's to banks , who are members of PSD No inter - regional movement - Full CCS interface . In the CASH SETTLEMENT area , using the PCC approach 69.
... regional physical movement - Including COD's to banks , who are members of PSD No inter - regional movement - Full CCS interface . In the CASH SETTLEMENT area , using the PCC approach 69.
72. lappuse
... regional differences in business hours , banking relationships , taxes , etc. Provides for combined positions and clearing for OTC - transactions and transactions on one or more stock exchanges , in the same security . Connects to the ...
... regional differences in business hours , banking relationships , taxes , etc. Provides for combined positions and clearing for OTC - transactions and transactions on one or more stock exchanges , in the same security . Connects to the ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange