Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
49. lappuse
... problems , which in a sense are political problems , with a small " p " , we are willing to accept legislation which is not exactly what we desire in order to get this process going . We think the legislation is necessary now while ...
... problems , which in a sense are political problems , with a small " p " , we are willing to accept legislation which is not exactly what we desire in order to get this process going . We think the legislation is necessary now while ...
50. lappuse
... problems that that pre- sents for us . Mr. EVANS . Yes ; as a matter of fact , I am very familiar with the problems and the questions and the fears that exist on the part of in- stitutions which are bank - related , as the result of my ...
... problems that that pre- sents for us . Mr. EVANS . Yes ; as a matter of fact , I am very familiar with the problems and the questions and the fears that exist on the part of in- stitutions which are bank - related , as the result of my ...
51. lappuse
... problems at that level . I think we can say that safely . Now , the average daily level is about 14 million which is 4 million a day less . Other exchanges are also operating at a much lesser rate of capacity than they were at that time ...
... problems at that level . I think we can say that safely . Now , the average daily level is about 14 million which is 4 million a day less . Other exchanges are also operating at a much lesser rate of capacity than they were at that time ...
52. lappuse
... problem lies . It has been slow in com- the - counter securities is operative throughout the Nation . I also under- stage ... problems in coordination as you stated in your opening remarks . In my statement , I said we would provide that ...
... problem lies . It has been slow in com- the - counter securities is operative throughout the Nation . I also under- stage ... problems in coordination as you stated in your opening remarks . In my statement , I said we would provide that ...
53. lappuse
... problems involved in working out a national clearing system . If you are talking about a national system , we do need to have a very definite visible guiding hand of the SEC so that private partici- pants know what is expected . And ...
... problems involved in working out a national clearing system . If you are talking about a national system , we do need to have a very definite visible guiding hand of the SEC so that private partici- pants know what is expected . And ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange