Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.–5. rezultāts no 100.
41. lappuse
... Present law does not permit a national bank to purchase or own a minority stock interest in any corporation with certain statutory exceptions . We continue to believe that it is highly desirable that national banks be permitted to own ...
... Present law does not permit a national bank to purchase or own a minority stock interest in any corporation with certain statutory exceptions . We continue to believe that it is highly desirable that national banks be permitted to own ...
44. lappuse
... present and future needs . These are the function of a clearing agency , the function of a depository and the function of a transfer agent . Of these three functions , those of clearing agencies and transfer agents have existed for many ...
... present and future needs . These are the function of a clearing agency , the function of a depository and the function of a transfer agent . Of these three functions , those of clearing agencies and transfer agents have existed for many ...
54. lappuse
... present some hard examples to you to se your approach . I asked Al Harris to give me a tough one . So without previously reading it , let's see how it goes . Conflicts between NCC and Pacific Coast Exchange over who clears OTC trades on ...
... present some hard examples to you to se your approach . I asked Al Harris to give me a tough one . So without previously reading it , let's see how it goes . Conflicts between NCC and Pacific Coast Exchange over who clears OTC trades on ...
85. lappuse
... similarities include : Function Continuous Net Settlement Depository T + 4 Delivery Present in PCC system Present in NCC system Yes Yes Yes Under consideration Yes Yes Function Present in PCC system Present in NCC system Dividend 85.
... similarities include : Function Continuous Net Settlement Depository T + 4 Delivery Present in PCC system Present in NCC system Yes Yes Yes Under consideration Yes Yes Function Present in PCC system Present in NCC system Dividend 85.
86. lappuse
... Present in PCC system Present in NCC system Dividend Protection Yes Yes Yes Yes OTC Clearing Yes No Listed Clearing Stock transfer services for members Yes Yes Member protection against failures Yes Yes Comparison of block trades Yes ...
... Present in PCC system Present in NCC system Dividend Protection Yes Yes Yes Yes OTC Clearing Yes No Listed Clearing Stock transfer services for members Yes Yes Member protection against failures Yes Yes Comparison of block trades Yes ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange