Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.–5. rezultāts no 39.
80. lappuse
... Omnibus Accounts Master Files • DATA PROCESSING REQUIREMENTS Hardware Software IMPLEMENTATION AND OPERATING COST ... Account Processing Off - line Data Transmission Isolation of Existing Systems Projected Monthly Operating Costs • Page ...
... Omnibus Accounts Master Files • DATA PROCESSING REQUIREMENTS Hardware Software IMPLEMENTATION AND OPERATING COST ... Account Processing Off - line Data Transmission Isolation of Existing Systems Projected Monthly Operating Costs • Page ...
80. lappuse
... Omnibus Accounts Master Files DATA PROCESSING REQUIREMENTS Hardware Software IMPLEMENTATION AND OPERATING COST ... Account Processing Off - line Data Transmission Isolation of Existing Systems Projected Monthly Operating Costs • Page IV ...
... Omnibus Accounts Master Files DATA PROCESSING REQUIREMENTS Hardware Software IMPLEMENTATION AND OPERATING COST ... Account Processing Off - line Data Transmission Isolation of Existing Systems Projected Monthly Operating Costs • Page IV ...
80. lappuse
... Omnibus Accounts Master Files DATA PROCESSING REQUIREMENTS Hardware Software IMPLEMENTATION AND OPERATING COST ... Account Processing Off - line Data Transmission Facing Page IV - 33 Facing Page V. 3 Isolation of Existing Systems Facing ...
... Omnibus Accounts Master Files DATA PROCESSING REQUIREMENTS Hardware Software IMPLEMENTATION AND OPERATING COST ... Account Processing Off - line Data Transmission Facing Page IV - 33 Facing Page V. 3 Isolation of Existing Systems Facing ...
87. lappuse
... OMNIBUS ACCOUNTS Prior to settlement date , the broker would be advised of the securities and money due to or from ... account . A depository , or safekeeping account , is no more than a custodian for securities placed on deposit by ...
... OMNIBUS ACCOUNTS Prior to settlement date , the broker would be advised of the securities and money due to or from ... account . A depository , or safekeeping account , is no more than a custodian for securities placed on deposit by ...
88. lappuse
... account with the other corporation's depository . Using NCC membership in PSD as an example , PCC could allocate securities to the omnibus account and automatically add these allocations to the NCC account at PSD . NCC could use these ...
... account with the other corporation's depository . Using NCC membership in PSD as an example , PCC could allocate securities to the omnibus account and automatically add these allocations to the NCC account at PSD . NCC could use these ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange