Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1. lappuse
... necessary . This bill has two objectives . The first is to prevent future paper- work crises in the securities industry . The second is to create a central governmental decisionmaking au- thority capable of coordinating the diverse and ...
... necessary . This bill has two objectives . The first is to prevent future paper- work crises in the securities industry . The second is to create a central governmental decisionmaking au- thority capable of coordinating the diverse and ...
7. lappuse
... necessary or appropri- 17 ate in the public interest , for the protection of investors or 18 for the development of an integrated national system for the 19 prompt and accurate processing and settlement of securities 20 transactions to ...
... necessary or appropri- 17 ate in the public interest , for the protection of investors or 18 for the development of an integrated national system for the 19 prompt and accurate processing and settlement of securities 20 transactions to ...
8. lappuse
... person , security , transaction , or clearing 24 agency or class or classes of persons , securities , transactions , 25 or clearing agencies is not practical or not necessary or ap- 7 1 propriate in the public interest or for the 8.
... person , security , transaction , or clearing 24 agency or class or classes of persons , securities , transactions , 25 or clearing agencies is not practical or not necessary or ap- 7 1 propriate in the public interest or for the 8.
10. lappuse
... necessary to assure the prompt and accurate processing of securities transactions , and upon the deposit with the clearing agency of an amount or the posting of a bond with the clearing agency in an amount which bears a reasonable ...
... necessary to assure the prompt and accurate processing of securities transactions , and upon the deposit with the clearing agency of an amount or the posting of a bond with the clearing agency in an amount which bears a reasonable ...
14. lappuse
... necessary in the public interest , for the protection of 19 investors , or to assure the prompt and accurate processing 20 and settlement of securities transactions , withdraw from reg- 21 istration by filing a written notice of ...
... necessary in the public interest , for the protection of 19 investors , or to assure the prompt and accurate processing 20 and settlement of securities transactions , withdraw from reg- 21 istration by filing a written notice of ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange