Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.5. rezultāts no 67.
55. lappuse
... listed and over - the - counter transactions and deliveries between banks , institutions and brokers in a single system . In other regions OTC trans- actions are settled by NCC and listed transactions are settled by other exchange ...
... listed and over - the - counter transactions and deliveries between banks , institutions and brokers in a single system . In other regions OTC trans- actions are settled by NCC and listed transactions are settled by other exchange ...
56. lappuse
... listed or over - the - counter , are cleared through a single organization all cash settlement is netted to one daily balance with a single entity for all trades . - all settlements will ultimately be effected by book - 56.
... listed or over - the - counter , are cleared through a single organization all cash settlement is netted to one daily balance with a single entity for all trades . - all settlements will ultimately be effected by book - 56.
57. lappuse
... listed and OTC positions for transactions in all marketplaces . Complete depository facilities . Clearing / depository interface for all listed and a broad range of OTC securities . The securitics industry in the West Coast Region has ...
... listed and OTC positions for transactions in all marketplaces . Complete depository facilities . Clearing / depository interface for all listed and a broad range of OTC securities . The securitics industry in the West Coast Region has ...
59. lappuse
... listed transactions . Fulfills the clearing and settlement needs of Western brokers ( including wire houses with Western operations ) in the most convenient - most comprehensive -- - most efficient least expensive most up - to - date ...
... listed transactions . Fulfills the clearing and settlement needs of Western brokers ( including wire houses with Western operations ) in the most convenient - most comprehensive -- - most efficient least expensive most up - to - date ...
61. lappuse
... efficiently . - Preferably with one check ( given or received ) . For both listed and OTC trades . For trades with other brokers , banks and financial institutions . 98-978 O - 73-5 PCSE NCC WHAT IS THE ONE AGENCY APPROACH ? CCS 61.
... efficiently . - Preferably with one check ( given or received ) . For both listed and OTC trades . For trades with other brokers , banks and financial institutions . 98-978 O - 73-5 PCSE NCC WHAT IS THE ONE AGENCY APPROACH ? CCS 61.
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange