Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.–5. rezultāts no 100.
44. lappuse
... interface has been slow and difficult . We believe that coordination of these presently uncoordinated ac- tivities which is a principal objective of S. 2058 is essential . Further- more , as the bill recognizes , at least in part , the ...
... interface has been slow and difficult . We believe that coordination of these presently uncoordinated ac- tivities which is a principal objective of S. 2058 is essential . Further- more , as the bill recognizes , at least in part , the ...
53. lappuse
... interface has been slow and difficult . It has been literally months or perhaps more than months , perhaps a year , in which the Depository Trust Co. and the National Clearing Corp. have been try- ing to establish a modest interface ...
... interface has been slow and difficult . It has been literally months or perhaps more than months , perhaps a year , in which the Depository Trust Co. and the National Clearing Corp. have been try- ing to establish a modest interface ...
54. lappuse
... to attempt to construct an interface . I understand the NASD has rejected this study and has come back with a counterproposal . [ Additional material on this matter follows : ] 618 So. SPRING STREET LOS ANGELES 90014 PACIFIC COAST STOCK 54.
... to attempt to construct an interface . I understand the NASD has rejected this study and has come back with a counterproposal . [ Additional material on this matter follows : ] 618 So. SPRING STREET LOS ANGELES 90014 PACIFIC COAST STOCK 54.
55. lappuse
... interface with a national system on inter - regional trans- actions . The accompanying proposal sets forth our presen- tation on how this may be accomplished . We will be happy to answer any questions you may have . Sincerely , Thomas P ...
... interface with a national system on inter - regional trans- actions . The accompanying proposal sets forth our presen- tation on how this may be accomplished . We will be happy to answer any questions you may have . Sincerely , Thomas P ...
69. lappuse
... by book - entry with PSD- No intra - regional physical movement - Including COD's to banks , who are members of PSD No inter - regional movement - Full CCS interface . In the CASH SETTLEMENT area , using the PCC approach 69.
... by book - entry with PSD- No intra - regional physical movement - Including COD's to banks , who are members of PSD No inter - regional movement - Full CCS interface . In the CASH SETTLEMENT area , using the PCC approach 69.
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange