Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.–5. rezultāts no 91.
7. lappuse
... interest , for the protection of investors or 18 for the development of an integrated national system for the 19 prompt and accurate processing and settlement of securities 20 transactions to regulate the time and method of making set ...
... interest , for the protection of investors or 18 for the development of an integrated national system for the 19 prompt and accurate processing and settlement of securities 20 transactions to regulate the time and method of making set ...
8. lappuse
... , security , transaction , or clearing 24 agency or class or classes of persons , securities , transactions , 25 or clearing agencies is not practical or not necessary or ap- 7 1 propriate in the public interest or for the 8.
... , security , transaction , or clearing 24 agency or class or classes of persons , securities , transactions , 25 or clearing agencies is not practical or not necessary or ap- 7 1 propriate in the public interest or for the 8.
9. lappuse
... interest or for the prompt and ac- 2 curate processing and settlement of securities transactions . 3 " ( 2 ) The Commission shall include in its annual reports 4 to Congress required by section 23 ( b ) of this title informa- 5 tion ...
... interest or for the prompt and ac- 2 curate processing and settlement of securities transactions . 3 " ( 2 ) The Commission shall include in its annual reports 4 to Congress required by section 23 ( b ) of this title informa- 5 tion ...
11. lappuse
... interest , and do not have the effect of unfairly discriminating in the admission of participants or among participants in the use of such clearing agency ; " ( 7 ) the rules of the clearing agency provide that its participants shall be ...
... interest , and do not have the effect of unfairly discriminating in the admission of participants or among participants in the use of such clearing agency ; " ( 7 ) the rules of the clearing agency provide that its participants shall be ...
14. lappuse
... interest , for the protection of 19 investors , or to assure the prompt and accurate processing 20 and settlement of securities transactions , withdraw from reg- 21 istration by filing a written notice of withdrawal with the 22 ...
... interest , for the protection of 19 investors , or to assure the prompt and accurate processing 20 and settlement of securities transactions , withdraw from reg- 21 istration by filing a written notice of withdrawal with the 22 ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange