Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
36. lappuse
... institutions which are banking organizations ( banks , bank holding companies and subsidiaries thereof ) is lodged in the three Federal bank supervisory agencies : the Comptroller of the Currency in the case of national banks , the ...
... institutions which are banking organizations ( banks , bank holding companies and subsidiaries thereof ) is lodged in the three Federal bank supervisory agencies : the Comptroller of the Currency in the case of national banks , the ...
37. lappuse
... institutions will be made if the rules governing clearing agencies ( depositories ) are the product of a joint effort by the SEC and the bank regulatory agencies . Although we regard the assignment of joint responsibility for rule ...
... institutions will be made if the rules governing clearing agencies ( depositories ) are the product of a joint effort by the SEC and the bank regulatory agencies . Although we regard the assignment of joint responsibility for rule ...
38. lappuse
... Institutions Supervisory Act will apply to both clearing agencies and transfer agents and ( 2 ) temporary orders may issue under that Act to prevent prejudicing the interests of any person affected , and not merely depositors : 1 " ( i ) ...
... Institutions Supervisory Act will apply to both clearing agencies and transfer agents and ( 2 ) temporary orders may issue under that Act to prevent prejudicing the interests of any person affected , and not merely depositors : 1 " ( i ) ...
44. lappuse
... institutions whose par- ticipation in the securities markets may not be sufficiently active to justify their ... institution if the Commission determines that this is feasible and de- sirable . We would be prepared to assist the ...
... institutions whose par- ticipation in the securities markets may not be sufficiently active to justify their ... institution if the Commission determines that this is feasible and de- sirable . We would be prepared to assist the ...
45. lappuse
... institutional and indi- vidual investors . The Commission is concerned with the rapidly rising costs of doing business ... institutions have experienced similar securities process- ing cost increases . Processing economies , the public ...
... institutional and indi- vidual investors . The Commission is concerned with the rapidly rising costs of doing business ... institutions have experienced similar securities process- ing cost increases . Processing economies , the public ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange