Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.–5. rezultāts no 100.
. lappuse
... Industry Automation Corporation ; and William T. Dentzer , Jr. , Chairman Depository Trust Company .. Herman W. Bevis , Member and Former Executive Director of the Banking and Securities Industry Committee Accompanied by Hamilton F ...
... Industry Automation Corporation ; and William T. Dentzer , Jr. , Chairman Depository Trust Company .. Herman W. Bevis , Member and Former Executive Director of the Banking and Securities Industry Committee Accompanied by Hamilton F ...
1. lappuse
... industry . The second is to create a central governmental decisionmaking au- thority capable of coordinating the diverse and often antithetical ap- proaches to certificate processing which are now emerging . Let me say a few words about ...
... industry . The second is to create a central governmental decisionmaking au- thority capable of coordinating the diverse and often antithetical ap- proaches to certificate processing which are now emerging . Let me say a few words about ...
2. lappuse
... industry . The legislation before us today is a direct result of that scrutiny . Turning briefly to the bill's second objective , a leading financial reporter has written : A labyrinthine and arcane , but intense and often chaotic ...
... industry . The legislation before us today is a direct result of that scrutiny . Turning briefly to the bill's second objective , a leading financial reporter has written : A labyrinthine and arcane , but intense and often chaotic ...
50. lappuse
... industry is . What if we had another one of these tides of paper ? How would the industry handle it now if trad- ing volume picked up substantially ? Mr. EVANS . Well , Mr. Chairman , it is 50.
... industry is . What if we had another one of these tides of paper ? How would the industry handle it now if trad- ing volume picked up substantially ? Mr. EVANS . Well , Mr. Chairman , it is 50.
51. lappuse
... industry . I think that we could use the figures for the first quarter of 1972 when there were an average of about 18.5 million shares a day on the New York Stock Exchange and say that there were no problems at that level . I think we ...
... industry . I think that we could use the figures for the first quarter of 1972 when there were an average of about 18.5 million shares a day on the New York Stock Exchange and say that there were no problems at that level . I think we ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange