Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.5. rezultāts no 75.
83. lappuse
... identify areas in which they could help one another . Resulting from those meetings , various delivery and transfer services have been arranged between a number of clearing organizations . To aid in resolving the problem of national OTC ...
... identify areas in which they could help one another . Resulting from those meetings , various delivery and transfer services have been arranged between a number of clearing organizations . To aid in resolving the problem of national OTC ...
86. lappuse
... identify him and the clearing corporation of which he is a member . Brokers would be able to effect trades with ... identified as II - 2 an inter - regional transaction and would be isolated by 86.
... identify him and the clearing corporation of which he is a member . Brokers would be able to effect trades with ... identified as II - 2 an inter - regional transaction and would be isolated by 86.
82. lappuse
... identify areas in which they could help one another . Resulting from those meetings , various delivery and transfer services have been arranged between a number of clearing organizations . To aid in resolving the problem of national OTC ...
... identify areas in which they could help one another . Resulting from those meetings , various delivery and transfer services have been arranged between a number of clearing organizations . To aid in resolving the problem of national OTC ...
86. lappuse
... identify him and the clearing corporation of which he is a member . Brokers would be able to effect trades with ... identified as 11-2 an inter - regional transaction and would be isolated by 86.
... identify him and the clearing corporation of which he is a member . Brokers would be able to effect trades with ... identified as 11-2 an inter - regional transaction and would be isolated by 86.
93. lappuse
... identification and resolution by NCC and PCC . Securities lost in transit would be financed by the delivering clearing corporation prior to replacement . This parallels the current procedures between members and clearing corporations ...
... identification and resolution by NCC and PCC . Securities lost in transit would be financed by the delivering clearing corporation prior to replacement . This parallels the current procedures between members and clearing corporations ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange