Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.5. rezultāts no 86.
2. lappuse
... handling process . It also provides a major role for the bank regulatory agencies in the inspection of the bank components and in the enforcement of the rules with respect to these banks . per- The bill before us today reflects the ...
... handling process . It also provides a major role for the bank regulatory agencies in the inspection of the bank components and in the enforcement of the rules with respect to these banks . per- The bill before us today reflects the ...
15. lappuse
... handling and custody of 13 securities and funds , operational compatibility of and coop- 14 eration by the clearing agency with other persons involved 15 in the securities handling process , and the prompt and ac- 16 curate processing ...
... handling and custody of 13 securities and funds , operational compatibility of and coop- 14 eration by the clearing agency with other persons involved 15 in the securities handling process , and the prompt and ac- 16 curate processing ...
25. lappuse
... handling and custody of securities , and operational com- 22 patibility of the transfer agent's activities with those of other 23 persons involved in the securities handling process . Each 24 appropriate regulatory agency , other than ...
... handling and custody of securities , and operational com- 22 patibility of the transfer agent's activities with those of other 23 persons involved in the securities handling process . Each 24 appropriate regulatory agency , other than ...
28. lappuse
... handling and custody of securities , and 19 operational compatibility of transfer agents with other per- sons involved in the securities handling process . 20 21 222 23 " ( h ) The appropriate regulatory agencies shall consult and ...
... handling and custody of securities , and 19 operational compatibility of transfer agents with other per- sons involved in the securities handling process . 20 21 222 23 " ( h ) The appropriate regulatory agencies shall consult and ...
40. lappuse
... handling crises in the securities industry by establishing federal standards and regulations extending to clearing agencies and transfer agents . We also endorse the procedure for accom- plishing this purpose in S. 2058 insofar as the ...
... handling crises in the securities industry by establishing federal standards and regulations extending to clearing agencies and transfer agents . We also endorse the procedure for accom- plishing this purpose in S. 2058 insofar as the ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange