Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.–5. rezultāts no 52.
47. lappuse
... funds which are subsidiaries of bank - holding companies . Since the issue of dual regulation is not a major one ... value of positions maintained by and transactions processed for the participant , and rules denying participation to per ...
... funds which are subsidiaries of bank - holding companies . Since the issue of dual regulation is not a major one ... value of positions maintained by and transactions processed for the participant , and rules denying participation to per ...
91. lappuse
... value , e option of the involves the same e securities traded is 1e on their reporting of block trades . A brief ... money positions , use of a common type of fund for en suggested that clearing house funds ution by PCC and NCC . III ...
... value , e option of the involves the same e securities traded is 1e on their reporting of block trades . A brief ... money positions , use of a common type of fund for en suggested that clearing house funds ution by PCC and NCC . III ...
93. lappuse
... value , at contract price , of the securities traded is $ 250,000 or more ... value at contract price of the securities traded is $ 75,000 or more . Both ... funds would be used for this purpose . This issue requires resolution by PCC ...
... value , at contract price , of the securities traded is $ 250,000 or more ... value at contract price of the securities traded is $ 75,000 or more . Both ... funds would be used for this purpose . This issue requires resolution by PCC ...
101. lappuse
... value , at contract price , of the securities traded is $ 250,000 or more ... value at contract price of the securities traded is $ 75,000 or more . Both ... funds would be used for this purpose . This issue requires resolution by PCC ...
... value , at contract price , of the securities traded is $ 250,000 or more ... value at contract price of the securities traded is $ 75,000 or more . Both ... funds would be used for this purpose . This issue requires resolution by PCC ...
120. lappuse
... funds . CLEARING FUNDS The clearing corporation requires a clearing fund deposit from each of its members . The ... value of trades cleared by PCC . The adjusted amount is equal to 5 % of the value of the member's short positions . ( c ) ...
... funds . CLEARING FUNDS The clearing corporation requires a clearing fund deposit from each of its members . The ... value of trades cleared by PCC . The adjusted amount is equal to 5 % of the value of the member's short positions . ( c ) ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange