Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.–5. rezultāts no 100.
2. lappuse
... upon this bill so that investors are assured that their funds and securities are efficiently and economically processed . [ Copy of S. 2058 and letters from regulating agencies follows : ] 93D CONGRESS 1ST SESSION S. 2058 IN THE SENATE OF ...
... upon this bill so that investors are assured that their funds and securities are efficiently and economically processed . [ Copy of S. 2058 and letters from regulating agencies follows : ] 93D CONGRESS 1ST SESSION S. 2058 IN THE SENATE OF ...
9. lappuse
... funds and securities held for the accounts of participants , to comply with the provisions of this title and the rules and regu- 21 lations thereunder , and to carry out the purposes of this 22 22 23 24 section ; 66 ( 2 ) the rules of ...
... funds and securities held for the accounts of participants , to comply with the provisions of this title and the rules and regu- 21 lations thereunder , and to carry out the purposes of this 22 22 23 24 section ; 66 ( 2 ) the rules of ...
66. lappuse
... Funds Insurance CDS NATIONAL CLEARING SYSTEM PACIFIC NCC CLEARING CORP . SCC PSD CCS MSE NATIONAL DEPOSITORY SYSTEM PCC WESTERN REGION CLEARING AND SETTLEMENT CENTER * Reduces conversion costs for national changes by centralizing ...
... Funds Insurance CDS NATIONAL CLEARING SYSTEM PACIFIC NCC CLEARING CORP . SCC PSD CCS MSE NATIONAL DEPOSITORY SYSTEM PCC WESTERN REGION CLEARING AND SETTLEMENT CENTER * Reduces conversion costs for national changes by centralizing ...
79. lappuse
... Funds Dividends · Movement of Securities Block Trades III- 2 III- 2 III- 2 III- 3 III- 3 III- 4 III- 5 • • Money Settlement between PCC and NCC Interface Policy Committee III- 5 III- 6 INTERFACE SYSTEM IV- 1 Dual Trade Comparison - an ...
... Funds Dividends · Movement of Securities Block Trades III- 2 III- 2 III- 2 III- 3 III- 3 III- 4 III- 5 • • Money Settlement between PCC and NCC Interface Policy Committee III- 5 III- 6 INTERFACE SYSTEM IV- 1 Dual Trade Comparison - an ...
79. lappuse
... Funds III- 3 Dividends III- 3 Movement of Securities III- 4 Block Trades III- 5 Money Settlement between PCC and NCC III- 5 Interface Policy Committee III- 6 INTERFACE SYSTEM Dual Trade Comparison an Illustrated Example Trade Reporting ...
... Funds III- 3 Dividends III- 3 Movement of Securities III- 4 Block Trades III- 5 Money Settlement between PCC and NCC III- 5 Interface Policy Committee III- 6 INTERFACE SYSTEM Dual Trade Comparison an Illustrated Example Trade Reporting ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange