Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
No grāmatas satura
1.–5. rezultāts no 70.
2. lappuse
... existing jurisdictional chaos . Someone must have the authority to knock heads together and move the whole industry toward a rational , nationwide clearing system . And that someone should have an appreciation of the major costs ...
... existing jurisdictional chaos . Someone must have the authority to knock heads together and move the whole industry toward a rational , nationwide clearing system . And that someone should have an appreciation of the major costs ...
68. lappuse
... cleared through one organization . - Physical location ONE - - System Set of procedures and forms Personal contact No change from existing system ; no conversion . In the CERTIFICATE HANDLING area , using the PCC approach 68.
... cleared through one organization . - Physical location ONE - - System Set of procedures and forms Personal contact No change from existing system ; no conversion . In the CERTIFICATE HANDLING area , using the PCC approach 68.
74. lappuse
... existing facilities . " " A regional approach will be more responsive to local needs and capabilities . ” ( Above quotes from John H. Perkins , Chairman of the National Coordinating Group for Comprehensive Securities Depositories ...
... existing facilities . " " A regional approach will be more responsive to local needs and capabilities . ” ( Above quotes from John H. Perkins , Chairman of the National Coordinating Group for Comprehensive Securities Depositories ...
77. lappuse
... ) cleared through one organization . ONE - Physical location System Set of procedures and forms - Personal contact No change from existing system ; no conversion . In the CERTIFICATE HANDLING area , using the PCC approach 68.
... ) cleared through one organization . ONE - Physical location System Set of procedures and forms - Personal contact No change from existing system ; no conversion . In the CERTIFICATE HANDLING area , using the PCC approach 68.
77. lappuse
... existing facilities . " " A regional approach will be more responsive to local needs and capabilities . " ( Above quotes from John H. Perkins , Chairman of the National Coordinating Group for Comprehensive Securities Depositories ...
... existing facilities . " " A regional approach will be more responsive to local needs and capabilities . " ( Above quotes from John H. Perkins , Chairman of the National Coordinating Group for Comprehensive Securities Depositories ...
Citi izdevumi - Skatīt visu
Bieži izmantoti vārdi un frāzes
allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange