Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.–5. rezultāts no 86.
40. lappuse
... establishing federal standards and regulations extending to clearing agencies and transfer agents . We also endorse the procedure for accom- plishing this purpose in S. 2058 insofar as the bank regulatory agencies are utilized to ...
... establishing federal standards and regulations extending to clearing agencies and transfer agents . We also endorse the procedure for accom- plishing this purpose in S. 2058 insofar as the bank regulatory agencies are utilized to ...
46. lappuse
... established by the Com- mission pertaining to these entities . However , the Commission believes that legislation in this area is vital . Consequently , we support § . 2058 as an acceptable proposal and , if it is adopted by the ...
... established by the Com- mission pertaining to these entities . However , the Commission believes that legislation in this area is vital . Consequently , we support § . 2058 as an acceptable proposal and , if it is adopted by the ...
52. lappuse
... establishing policy and leading the industry toward a national clearing system . Now , is there a way that you can express this to alleviate this appre- hension that I get from your statement ? Mr. EVANS . Well , I hope so , Mr ...
... establishing policy and leading the industry toward a national clearing system . Now , is there a way that you can express this to alleviate this appre- hension that I get from your statement ? Mr. EVANS . Well , I hope so , Mr ...
53. lappuse
... establish the guidelines , as we have done in the past in our study of unsafe and unsound practices of broker - dealers . We estab- lished significant points of policy in that study . We would contemplate that the industry would move ...
... establish the guidelines , as we have done in the past in our study of unsafe and unsound practices of broker - dealers . We estab- lished significant points of policy in that study . We would contemplate that the industry would move ...
54. lappuse
... established itself on the west coast . Pacific Coast Clearing Corp. operates a clearing mechanism for over - the - counter securities . And , of course , NCC would do the same thing if it were established on the west coast . The members ...
... established itself on the west coast . Pacific Coast Clearing Corp. operates a clearing mechanism for over - the - counter securities . And , of course , NCC would do the same thing if it were established on the west coast . The members ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange