Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
No grāmatas satura
1.–5. rezultāts no 58.
23. lappuse
... elimination of the stock certificate as a means of settlement 18 among brokers or dealers of transactions consummated on 19 national securities exchanges or by means of the mails or 20 other means or instrumentalities of interstate ...
... elimination of the stock certificate as a means of settlement 18 among brokers or dealers of transactions consummated on 19 national securities exchanges or by means of the mails or 20 other means or instrumentalities of interstate ...
49. lappuse
... elimination of the stock certificate as a means of settlement among brokers by December 31 , 1976. We are in complete agreement with this goal . We are concerned , however , that the rigidity of a fixed timetable may make it difficult ...
... elimination of the stock certificate as a means of settlement among brokers by December 31 , 1976. We are in complete agreement with this goal . We are concerned , however , that the rigidity of a fixed timetable may make it difficult ...
88. lappuse
... elimination of clearing problems in allocating certificates because of denominations which are unacceptable for filling member positions . If the member is required to take receipts from the clearing organization in his depository ...
... elimination of clearing problems in allocating certificates because of denominations which are unacceptable for filling member positions . If the member is required to take receipts from the clearing organization in his depository ...
88. lappuse
... elimination of clearing problems in allocating certificates because of denominations which are unacceptable for filling member positions . If the member is required to take receipts from the clearing organization in his depository ...
... elimination of clearing problems in allocating certificates because of denominations which are unacceptable for filling member positions . If the member is required to take receipts from the clearing organization in his depository ...
177. lappuse
... elimination of the stock certificate to the maximum extent possible . Because there are many major obstacles that must be overcome to achieve this goal , the ABA supports as an immedi- ate objective the development of a regional ...
... elimination of the stock certificate to the maximum extent possible . Because there are many major obstacles that must be overcome to achieve this goal , the ABA supports as an immedi- ate objective the development of a regional ...
Citi izdevumi - Skatīt visu
Bieži izmantoti vārdi un frāzes
allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange