Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.–5. rezultāts no 100.
. lappuse
... Deposit Insurance. WILLIAM PROXMIRE , Wisconsin HARRISON A. WILLIAMS , JR . , New Jersey THOMAS J. MCINTYRE , New Hampshire ALAN CRANSTON , California ADLAI E. STEVENSON III , Illinois J. BENNETT JOHNSTON , JR . , Louisiana WILLIAM D ...
... Deposit Insurance. WILLIAM PROXMIRE , Wisconsin HARRISON A. WILLIAMS , JR . , New Jersey THOMAS J. MCINTYRE , New Hampshire ALAN CRANSTON , California ADLAI E. STEVENSON III , Illinois J. BENNETT JOHNSTON , JR . , Louisiana WILLIAM D ...
. lappuse
... Deposit Insurance Corporation ... Federal Reserve System___ Treasury Department ... LIST OF WITNESSES Page 3 34 36 40 WEDNESDAY , JULY 11 John R. Evans , Commissioner , Securities and Exchange Commission ; Accompanied by Lee A. Pickard ...
... Deposit Insurance Corporation ... Federal Reserve System___ Treasury Department ... LIST OF WITNESSES Page 3 34 36 40 WEDNESDAY , JULY 11 John R. Evans , Commissioner , Securities and Exchange Commission ; Accompanied by Lee A. Pickard ...
. lappuse
... , Inc .. Federal Deposit Insurance Corporation .-- . 55 , 504 56 174 204 243 251 294 342 348 , 518 352 447 451 467 471 482 483 500 515 519 523 QUALITY CONTROL MARK REGULATION OF CLEARING AGENCIES AND TRANSFER AGENTS IV.
... , Inc .. Federal Deposit Insurance Corporation .-- . 55 , 504 56 174 204 243 251 294 342 348 , 518 352 447 451 467 471 482 483 500 515 519 523 QUALITY CONTROL MARK REGULATION OF CLEARING AGENCIES AND TRANSFER AGENTS IV.
6. lappuse
... Deposit Insurance Corporation in the case of a bank insured by the Federal Deposit Insur- ance Corporation ( other than a member of the Federal Reserve System ) or a subsidiary thereof ; and " ( D ) the Commission in the case of all ...
... Deposit Insurance Corporation in the case of a bank insured by the Federal Deposit Insur- ance Corporation ( other than a member of the Federal Reserve System ) or a subsidiary thereof ; and " ( D ) the Commission in the case of all ...
10. lappuse
... deposit with the clearing agency of an amount or the posting of a bond with the clearing agency in an amount which bears a reasonable relationship to the value of positions maintained by and transactions proc- essed for the participant ...
... deposit with the clearing agency of an amount or the posting of a bond with the clearing agency in an amount which bears a reasonable relationship to the value of positions maintained by and transactions proc- essed for the participant ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange