Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
4. lappuse
... delivery of securities certificates , or which otherwise permits or facilitates the settlement of securities transactions or the 24 hypothecation or lending of securities without physical deliv- 23 25 ery of securities certificates ...
... delivery of securities certificates , or which otherwise permits or facilitates the settlement of securities transactions or the 24 hypothecation or lending of securities without physical deliv- 23 25 ery of securities certificates ...
32. lappuse
... delivery or transfer of securities to or 23 through or receipt from such agency or any nominee thereof 22 24 225 or custodian therefor , unless such transfer or delivery or re- 25 ceipt would otherwise be taxable by such State or ...
... delivery or transfer of securities to or 23 through or receipt from such agency or any nominee thereof 22 24 225 or custodian therefor , unless such transfer or delivery or re- 25 ceipt would otherwise be taxable by such State or ...
44. lappuse
... delivery is effected only as to the balance under the traditional balance order system . Under the more recent net ... delivery between participants solely by book entry and without the necessity for actual receipt and delivery of ...
... delivery is effected only as to the balance under the traditional balance order system . Under the more recent net ... delivery between participants solely by book entry and without the necessity for actual receipt and delivery of ...
45. lappuse
... delivery of securities . It is our view that the development of depositories and clearance systems now operating and being planned , and the functions of trans- fer agents and other entities involved in the securities handling process ...
... delivery of securities . It is our view that the development of depositories and clearance systems now operating and being planned , and the functions of trans- fer agents and other entities involved in the securities handling process ...
57. lappuse
... delivery . We feel the Peat , Marwick , Mitchell & Co. report ( attached ) indicates that the Joint Approach is indeed practical and can be implemented in a timely manner , so that the early development of a national clearing system ...
... delivery . We feel the Peat , Marwick , Mitchell & Co. report ( attached ) indicates that the Joint Approach is indeed practical and can be implemented in a timely manner , so that the early development of a national clearing system ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange