Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.–5. rezultāts no 49.
87. lappuse
... currently interfaced with its wholly owned subsidiary , Pacific Securities Depository ( PSD ) , and is implementing a program to increase utilization of the depository . II - 3 To reduce transcontinental security movement , it appears ...
... currently interfaced with its wholly owned subsidiary , Pacific Securities Depository ( PSD ) , and is implementing a program to increase utilization of the depository . II - 3 To reduce transcontinental security movement , it appears ...
87. lappuse
... currently interfaced with its wholly owned subsidiary , Pacific Securities Depository ( PSD ) , and is implementing a program to increase utilization of the depository . II - 3 To reduce transcontinental security movement , it appears ...
... currently interfaced with its wholly owned subsidiary , Pacific Securities Depository ( PSD ) , and is implementing a program to increase utilization of the depository . II - 3 To reduce transcontinental security movement , it appears ...
99. lappuse
... currently accepts trade input as previously specified , with one exception . Block trade identification is available but is not currently utilized . A complete description of block trade requirements is found under the caption entitled ...
... currently accepts trade input as previously specified , with one exception . Block trade identification is available but is not currently utilized . A complete description of block trade requirements is found under the caption entitled ...
101. lappuse
... currently validates trade input through the four steps described ( c ) NCC Practices The NCC system also utilizes the same trade validation concept . ( d ) Required Modifications Both systems must develop the capability to utilize ...
... currently validates trade input through the four steps described ( c ) NCC Practices The NCC system also utilizes the same trade validation concept . ( d ) Required Modifications Both systems must develop the capability to utilize ...
101. lappuse
... currently accepts trade input as previously specified , with one exception . Block trade identification is available but is not currently utilized . A complete description of block trade requirements is found under the caption entitled ...
... currently accepts trade input as previously specified , with one exception . Block trade identification is available but is not currently utilized . A complete description of block trade requirements is found under the caption entitled ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange