Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
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1.–5. rezultāts no 100.
2. lappuse
... costs incurred by securities firms in the settlement of trans- actions . This bill which I have introduced with Senators Tower , Bennett , Brooke , and Stevenson , will give the SEC precisely that authority over the policy development ...
... costs incurred by securities firms in the settlement of trans- actions . This bill which I have introduced with Senators Tower , Bennett , Brooke , and Stevenson , will give the SEC precisely that authority over the policy development ...
45. lappuse
... costs of doing business in the securities industry and its adverse effects upon profits and services . Securities processing costs have increased substantially in recent years in the broker - dealer community and I am sure that other ...
... costs of doing business in the securities industry and its adverse effects upon profits and services . Securities processing costs have increased substantially in recent years in the broker - dealer community and I am sure that other ...
49. lappuse
... costs which have to be incurred in order to achieve this goal . However , if Con- gress fixes a definite timetable , the Commission would undertake to meet it . Proposed section 17B ( f ) would provide that each registered trans- fer ...
... costs which have to be incurred in order to achieve this goal . However , if Con- gress fixes a definite timetable , the Commission would undertake to meet it . Proposed section 17B ( f ) would provide that each registered trans- fer ...
57. lappuse
... cost , time , efficiency , and service favors the Joint Approach over the alternative approaches . We appreciate the opportunity of submitting this presentation and look forward to working with other industry groups in the early ...
... cost , time , efficiency , and service favors the Joint Approach over the alternative approaches . We appreciate the opportunity of submitting this presentation and look forward to working with other industry groups in the early ...
66. lappuse
... CDS NATIONAL CLEARING SYSTEM PACIFIC NCC CLEARING CORP . SCC PSD CCS MSE NATIONAL DEPOSITORY SYSTEM PCC WESTERN REGION CLEARING AND SETTLEMENT CENTER * Reduces conversion costs for national changes by centralizing conversion 66.
... CDS NATIONAL CLEARING SYSTEM PACIFIC NCC CLEARING CORP . SCC PSD CCS MSE NATIONAL DEPOSITORY SYSTEM PCC WESTERN REGION CLEARING AND SETTLEMENT CENTER * Reduces conversion costs for national changes by centralizing conversion 66.
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange