Regulation of Clearing Agencies and Transfer Agents, Hearings Before the Subcommittee on Securities of ..., 93-1 on S.2058 ..., July 11 and 12, 19731973 - 524 lappuses |
No grāmatas satura
1.–5. rezultāts no 55.
4. lappuse
... comparison of data respecting the terms of settlement of securities transactions , ( B ) to reduce the number of settlements of securities transactions , or ( C ) for the allocation of securities settlement responsibilities . Such term ...
... comparison of data respecting the terms of settlement of securities transactions , ( B ) to reduce the number of settlements of securities transactions , or ( C ) for the allocation of securities settlement responsibilities . Such term ...
60. lappuse
... comparison and netting ) , the needs are : To clear all transactions simply and cheaply With minimum numbers of clearing agencies . Preferably , with ONE · System Standardized set of procedures and forms Personal contact , familiar with ...
... comparison and netting ) , the needs are : To clear all transactions simply and cheaply With minimum numbers of clearing agencies . Preferably , with ONE · System Standardized set of procedures and forms Personal contact , familiar with ...
73. lappuse
... comparison of the advantages listed above shows that considerations of cost , efficiency , and service favor the joint approach over the " one agency " approach . * Reduces conversion costs for national changes by centralizing conversion ...
... comparison of the advantages listed above shows that considerations of cost , efficiency , and service favor the joint approach over the " one agency " approach . * Reduces conversion costs for national changes by centralizing conversion ...
77. lappuse
... Provides uniform rules and fees for all brokers . A comparison of the advantages listed above shows that considerations of cost , efficiency , and service favor the joint approach over the " one agency " approach . 73.
... Provides uniform rules and fees for all brokers . A comparison of the advantages listed above shows that considerations of cost , efficiency , and service favor the joint approach over the " one agency " approach . 73.
79. lappuse
... Comparison - an Illustrated Example IV- 1 Trade Reporting IV- 3 Trade Validation IV- 5 Trade Comparison IV- 6 Trade Reporting to Members IV . 8 Correcting Trades IV - 10 Net Settlement IV - 12 Allocations Buy - Ins Deliveries to ...
... Comparison - an Illustrated Example IV- 1 Trade Reporting IV- 3 Trade Validation IV- 5 Trade Comparison IV- 6 Trade Reporting to Members IV . 8 Correcting Trades IV - 10 Net Settlement IV - 12 Allocations Buy - Ins Deliveries to ...
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allocation amended American Bankers Association American Stock Exchange appropriate regulatory agency authority bank regulatory agencies bill block trades book-entry broker-dealers brokers Chairman clearing agency Clearing House clearing members clearing system Commission Committee Comprehensive Securities Depositories costs CUSIP delivery deposit depository participation depository system Depository Trust Depository Trust Company digits dividend elimination Exchange Act facilities Federal Reserve System functions funds valued today funds valued tomorrow implementation inter-regional trades interface investors legislation master files Merrill Lynch Midwest MSTC NASD National Clearing Corporation National Coordinating Group NCC system NCC's numbering systems NYSE omnibus account over-the-counter participants PCC and NCC position problems procedures proposed regional depositories registered regulation rules Securities Exchange securities industry securities processing securities transactions Senator WILLIAMS settle settlement of securities shareholders shares standards statement stock certificate stock transfer Subcommittee submitted tion Trust Company Vice President York Stock Exchange